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Regulation

Regulation

Aviva: FCA closed policies probe to have 'minimal' impact on profits

Aviva has played down the potential impact on its bottom line of a regulatory probe into the closed life insurance policy market.

clock 28 March 2014 •

Regulation

FCA clarifies probe into closed product exit fees, Ts&Cs

The Financial Conduct Authority (FCA) has clarified the scope of its investigation into how customers in 'closed' life company products are being treated, indicating it will not review sales practices or necessarily act on exit fees.

clock 28 March 2014 •

Regulation

Closed life probe: Why the RDR journey can't end here

Ed Dymott explains how the FCA's probe of the closed life market could help get the RDR back on track...

clock 28 March 2014 •

RDR

FCA costs must fall before cheaper advice models can emerge, says APFA

Advisers will find it difficult to develop much-needed cheaper advice models until the Financial Conduct Authority (FCA) lowers its costs, the Association of Professional Financial Advisers (APFA) has said.

clock 28 March 2014 •

Regulation

FCA to investigate 30 million financial policies

The Financial Conduct Authority (FCA) is to investigate about 30 million insurance company policies over concerns that customers are subject to "unfair" conditions.

clock 28 March 2014 •

Regulation

FCA appoints M&C Saatchi to lead behaviour change work

The Financial Conduct Authority (FCA) has appointed Saatchi brothers' M&C Saatchi and its affiliate Saatchi Masius to lead its behaviour change communication work over the next four years.

clock 27 March 2014 •

RDR

Clarity at last: What 'independent advice' really means

Enough is enough: What ‘independence’ really means

clock 27 March 2014 •

Technology

True Potential launches 'new model' network

Financial services group True Potential (TP) has launched a network in a move it says completes its suite of offerings for advisers.

clock 27 March 2014 •

Regulation

APFA seeks adviser help for 'cost of regulation' index

The Association of Professional Financial Advisers (APFA) is calling on members and other advisers to detail how much they spend on regulation and compliance so the regulator "can be held to account".

clock 26 March 2014 •

Regulation

The story behind a £12m fine: Ten flaws in Santander's investment advice

The Financial Conduct Authority (FCA) has fined Santander £12.4m for failings in relation to investment advice. How did the bank go so disastrously wrong? Carmen Reichman looks at the road to ruin.

clock 26 March 2014 • 7 min read
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