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Regulation

Regulation

Adviser jailed for stealing £200k from clients

A financial adviser who stole almost £200,000 from his customers' life savings has been jailed for two years.

clock 11 November 2014 •

Regulation

FCA confirms cost caps on payday lenders

Limits on the amounts payday lenders can charge customers - including a rule stating lenders cannot receive more in fees and interest on a loan than the amount borrowed - have been confirmed by the financial regulator.

clock 11 November 2014 •

TCF

Non-dealing clauses: Are strict covenants unfair on clients?

Are strict covenants unfair on clients?

clock 10 November 2014 • 4 min read

Investment

Gosling's Grouse: The hunger to hire

Lawrence Gosling on 'the hunger to hire'

clock 10 November 2014 •

Regulation

Adviser compensation approaches £1bn mark

Compensation paid out by the Financial Services Compensation Scheme (FSCS) to customers of failed advice firms has so far totaled almost £1bn.

clock 07 November 2014 •

Regulation

FCA: Switch from industry to profession now rests with advisers

The framework for an advice profession has been clearly established by the regulator and professional bodies, it is now up to advisers to make the leap, Rory Percival told delegates.

clock 07 November 2014 •

Regulation

MAS consumer contact up 40% year on year

Almost 1.6 million more consumers contacted the Money Advice Service (MAS) in the last three months than in the same period last year, latest figures show.

clock 06 November 2014 •

Adviser tips

Bankhall links with Phil Billingham Partnership in business development push

Professional support services provider Bankhall has joined forces with the Phil Billingham Partnership to launch an "intensive" business development programme.

clock 05 November 2014 •

Protection

Senior execs behind insurer's 'aggressive' sales culture fined almost £1m

Three former senior executives of a high street insurer have been banned and fined a total of almost £1m for failing to prevent - and in some cases actively encouraging - the development of an aggressive sales culture which led to the mis-selling of insurance...

clock 05 November 2014 •

Regulation

Legal Ombudsman to accept CMC complaints from January

The Legal Ombudsman will from January 2015 deal with complaints about claims management companies (CMCs).

clock 05 November 2014 •
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