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Regulation

Regulation

APFA in crunch FCA meeting as long-stop fight continues

The Association of Professional Financial Advisers (APFA) met with the Financial Conduct Authority today (FCA) as it continues to push the regulator over an adviser long-stop.

clock 15 September 2014 •

Regulation

We will survive trail switch-off, declare 'stoic' advisers

The vast majority of advisers have faith they will adapt successfully to a world without trail commission, but one in ten say it could mean they cease trading, according to a survey.

clock 12 September 2014 •

Regulation

Regulation round-up: Enhanced supervision, Pension Schemes Bill and protection of client money

Regulation round-up: Enhanced supervision, Pension Schemes Bill and protection of client money

clock 12 September 2014 •

Regulation

Aegon reveals plans if Scots vote for independence

Aegon would establish a new registered life company in England should Scots vote for independence on 18 September.

clock 11 September 2014 •

RDR

FSCP: RDR side-steppers obstructing trust campaign

Evidence of advisory firms and providers avoiding their obligations following the Retail Distribution Review (RDR) is harming the ongoing campaign to rebuild public trust in financial services, according to the Financial Services Consumer Panel (FSCP)....

clock 11 September 2014 •

Regulation

UK handed surprise boost as Brit gets top EU financial services role

The UK financial services industry's hand in European Union negotiations has been strengthened by the surprise appointment of a Conservative peer to the key role of European Union (EU) commissioner for financial services.

clock 10 September 2014 •

Regulation

FCA chief Wheatley backs innovators to close advice gap

The chief executive of the Financial Conduct Authority (FCA) has said the market will innovate to close any advice gaps created from changes brought in following the Retail Distribution Review (RDR).

clock 10 September 2014 •

Economics / Markets

IMA: Scottish groups running 11% of fund industry assets

The Investment Management Association (IMA) has highlighted the scale of regulatory change that may be required if Scotland votes for independence, after revealing 11% of total fund industry assets are run by Scottish-based groups.

clock 10 September 2014 •

Regulation

Martin Wheatley backs 'competent' MAS

Martin Wheatley, the chief executive of the Financial Conduct Authority (FCA), said he has confidence the Money Advice Service (MAS) is a "competent organisation", though said it faces a huge operational challenge to deliver the free financial guidance...

clock 09 September 2014 •

Regulation

FSCS launches celeb-heavy £3.3m awareness campaign

The Financial Services Compensation Scheme (FSCS) has launched a new consumer awareness campaign, starring five celebrities, which it hopes will increase awareness of the scheme to 70% of savers.

clock 08 September 2014 •
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