The former chief executive of adviser network Financial, Charlie Palmer, is appealing a decision by the Financial Conduct Authority (FCA) to ban and fine him £86,000 for failing to ensure his advisers gave suitable advice.
The Financial Ombudsman Service (FOS) has dismissed a widow's complaint that Aegon mis-sold her late husband an annuity that meant she got next to nothing when he died suddenly.
Mary-Anne McIntyre is leaving Old Mutual Wealth (OMW) after just three months at the business.
Financial services firm Sanlam will bring its UK businesses under a single management structure from January.
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Salesmen selling investments in self-storage units have said they lied and forged documents to persuade investors to part with pensions worth £100m.