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Your profession

Your profession

Helm Godfrey under FCA investigation for UCIS advice

Wealth management firm Helm Godfrey is under investigation by the Financial Conduct Authority (FCA) for advice it gave on unregulated collective investment schemes (UCIS).

clock 17 September 2013 •

Your profession

Origen chief Mike Kirsch steps down

Aegon-owned network Origen chief executive Mike Kirsch has stepped down with immediate effect.

clock 17 September 2013 •

Your profession

Personal Touch loses fifth of ARs as pre-tax profits fall 66%

Personal Touch, the privately owned restricted network, has shed a fifth of its appointed representatives after a fee model shake-up and has reported a 66% fall in pre-tax profits.

clock 17 September 2013 •

Your profession

F&C and iChild join forces on financial education for children

F&C Investments has partnered with iChild, the educational resource provider, to kick start the school year with a series of programmes and toolkits for parents and children about money and saving, after research shows that the majority of children start...

clock 17 September 2013 •

Regulation

FOS chief: Consumers have changed forever

Consumer attitudes towards financial services businesses have changed irreversibly, the chief executive of the Financial Ombudsman Service (FOS) has said.

clock 17 September 2013 •

Your profession

Ascot Lloyd Financial Services acquires Ensors Financial Planning

Ascot Lloyd Financial Services has acquired Suffolk-based financial services company Ensors Financial Planning Limited (EFP).

clock 16 September 2013 •

Wrap/platforms

Announced: The shortlists for Aberdeen UK Platform Awards 2013

The shortlists for the Aberdeen UK Platform Awards 2013 have been announced. We start with the nominees for the big one: Platform of the Year...

clock 16 September 2013 •

Your profession

iPipeline appoints Ian Teague as UK managing director

Life and pensions technology company iPipeline has appointed Ian Teague to the position of UK managing director.

clock 16 September 2013 •

Your profession

Eight in ten small adviser firms are not VAT registered - report

Some 80% of small adviser firms are not VAT registered according to a report released today.

clock 16 September 2013 •

Regulation

Barclays in negotiations with FCA over new fine

Barclays bank is facing new fines in the region of tens of millions of pounds in association with a multi-billion pound private investment five years ago, according to reports.

clock 16 September 2013 •
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