Your profession
Regulation
The Financial Conduct Authority (FCA) has fined two directors of a Surrey-based IFA £885,000 and banned them from holding any position at a financial firm for misleading investors to invest in overseas property schemes that they were also in charge of....
18 October 2013
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Regulation
HSBC has been ordered to pay out $2.46bn by a US court after it lost a class action lawsuit against Household International, the lender it bought pre-crisis.
18 October 2013
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Your profession
Firms must learn from the mistakes of their peers to avoid falling foul of the regulator's rules and its increasing willingness to dish out large fines, a consultancy has warned.
17 October 2013
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Your profession
A City law firm has attacked the regulator's plans to remedy the damage caused to firms subject to a false warning notice, saying the proposed action was little more than a "footnote".
17 October 2013
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Regulation
The Financial Conduct Authority (FCA) has revealed that Barclays bank was the most complained firm in the first half of the year.
16 October 2013
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