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Your profession

Your profession

Romer-Lee: To investors we're all banks

Investors view the whole of the financial services industry through the prism of banks' behaviour, meaning trade bodies must do more to talk up the good the profession does, according to ex-Morningstar OBSR managing director Richard Romer-Lee.

clock 02 December 2013 •

Regulation

In the shadows: Are unregulated 'advisers' making easy prey of consumers post-RDR?

UNREGULATED

clock 02 December 2013 •

Your profession

Five things clients will call you about this week

FIVE THINGS

clock 02 December 2013 •

Wrap/platforms

Hargreaves to announce 'Waitrose-style' premium pricing structure

Hargreaves Lansdown could be set to charge lower-end clients around 70bps when it publishes its new clean fee structure, expected this week.

clock 02 December 2013 • 2 min read

Regulation

FCA hits RBS with s166 review over its treatment of small firms

Royal Bank of Scotland (RBS) will have to undergo an independent skilled person review of its lending practices following allegations that it put some good and viable businesses into default so it could boost profits.

clock 29 November 2013 • 2 min read

Your profession

Quick quiz of the week's news #19

QUICK QUIZ OF THE WEEK

clock 29 November 2013 •

Your profession

Lighthouse CEO: Armed forces could be key to new adviser recruits

Retiring armed forces personnel should be seen as a ripe hunting ground for new advisers, according to Lighthouse chief executive Malcolm Streatfield.

clock 29 November 2013 •

RDR

Orphan clients: Is a 'dip in, dip out' advice model the answer?

Consumers priced out of full advice may yet be able to seek the expertise of an adviser via a chargeable "dip in, dip out" information-only model, according to Cofunds distribution director Andy Coleman.

clock 29 November 2013 •

Your profession

Nine IFAs pick up coveted Gold Standard Awards

Nine independent financial advisers were among the 35 businesses to pick up a Gold Standard Award 2013.

clock 28 November 2013 •

Regulation

Gummer: We need to stop bad advisers popping up elsewhere

The Financial Conduct Authority (FCA) needs to ensure people who have been shut out of the advice space can't return and "make a monkey" out of the system, the Association of Professional Financial Advisers (APFA) chairman has said.

clock 28 November 2013 •
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