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Your profession

Adviser tips

How advisers can keep up with the ever evolving market

Advising the adviser - with a little help from Dylan and Bon Jovi

clock 19 February 2014 •

Regulation

Authorised firm numbers down but recovering

The number of authorised firms is lower than it was in December 2012, but has risen since hitting a post-Retail Distribution Review (RDR) floor last April, according to figures from the Financial Conduct Authority (FCA).

clock 19 February 2014 •

Equities

AFH Financial plans AIM listing to fuel growth plans

IFA and discretionary wealth manager AFH Financial Group plans to list on the AIM market of the London Stock Exchange as it eyes future expansion.

clock 19 February 2014 •

Regulation

FCA board 'concerned' about its staff's rush to exit; mulls review into decision making

The executive board of the Financial Conduct Authority (FCA) is concerned about the rate at which its staff leave the organisation, and is also considering an independent review into its decision making processes, minutes of its latest meeting have revealed....

clock 18 February 2014 •

Regulation

FSCS delays verdict on IFA liability over Arck

The Financial Services Compensation Scheme (FSCS) has said it is not able to reach a verdict on the liability of advisers who recommended property investment Arck and who have had a claim against them due to ongoing criminal proceedings against two former...

clock 18 February 2014 •

Regulation

APFA asks for clarity on Money Advice Service success measures

The Association of Professional Financial Advisers (APFA) has asked for the Money Advice Service (MAS) to evaluate its effectiveness in changing consumer behaviour and to publish its findings within one year.

clock 18 February 2014 •

Equities

Octopus launches tax planning site for advisers

Venture capitalist Octopus Investments has launched a tax planning microsite for advisers to help address clients' needs in the run up to tax year end.

clock 17 February 2014 •

Your profession

Five things clients will call you about this week

Here are five stories clients may have read in the weekend’s papers…

clock 17 February 2014 •

Your profession

Private equity backer ups LEBC stake by £1m on growth plans

The private equity backer of national IFA and employee benefits consultancy LEBC Holdings has taken a further £1m stake in the business.

clock 17 February 2014 •

Your profession

This week's Movers & Shakers (17-21 Feb)

MOVERS & SHAKERS

clock 17 February 2014 •
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