Your profession
Regulation
The Financial Conduct Authority (FCA) is proposing to limit the distribution of mutual society shares to 'sophisticated' or high net worth investors, unless specific requirements have been met.
29 October 2014
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Regulation
The Financial Conduct Authority (FCA) has offered help to financial advisers who want to build simplified advice models, saying it is prepared to give 'individual guidance' or an 'informal steer' as part of its Project Innovate.
28 October 2014
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Green
Investors are almost as likely to switch providers over ethical concerns as they are for poor customer service or because they can get a better deal elsewhere, research suggests.
28 October 2014
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2 min read
Your profession
Our weekly heads-up on events, people moves and other bits for professional financial advisers...
27 October 2014
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Regulation
A former Positive Solutions adviser has been ordered to repay £55,000 to the clients she stole from.
27 October 2014
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Regulation
The Financial Conduct Authority (FCA) has discontinued an investigation into whether a distribution deal between Partnership Assurance and an advisory firm contravened its rules on incentives, according to the provider.
27 October 2014
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Your profession
National wealth manager Attivo group has acquired three more IFAs as part of its mission to achieve £1bn of funds under management (FUM) by end of 2017.
23 October 2014
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