Regulation

Gerry Brown: Adviser trust registration 'honeymoon' could be shortlived

Regulation

Gerry Brown: Adviser trust registration 'honeymoon' could be shortlived

Trust registration penalties ahead?

clock 04 November 2021 • 4 min read
Unite gives FCA deadline for union recognition

Regulation

Unite gives FCA deadline for union recognition

Ten days to reply

clock 04 November 2021 • 2 min read
FCA engages with social media platforms to protect 'unconventional' investors

Regulation

FCA engages with social media platforms to protect 'unconventional' investors

'Fraudsters and scammers benefit from new technologies'

clock 03 November 2021 • 3 min read
FCA updates ESG strategy and says adviser rules on the way

Regulation

FCA updates ESG strategy and says adviser rules on the way

'Advisers should consider sustainability matters in their investment advice'

clock 03 November 2021 • 3 min read
FCA calls for feedback on sustainability disclosure requirements

Regulation

FCA calls for feedback on sustainability disclosure requirements

Deadline for comments is 7 January 2022

clock 03 November 2021 • 3 min read
Regulator delays PRIIPs KIDs policy statement to Q1 2022

Regulation

Regulator delays PRIIPs KIDs policy statement to Q1 2022

Originally slated for January 2022

clock 03 November 2021 • 1 min read
TenetConnect to compensate client despite belief it did not offer advice

Retirement

TenetConnect to compensate client despite belief it did not offer advice

'Client had no pensions expertise’

clock 01 November 2021 • 3 min read
FCA blocks employee email containing union petition - reports

Regulation

FCA blocks employee email containing union petition - reports

‘Phishing’

clock 28 October 2021 • 2 min read
FCA sets out details for new long-term funds

Investment

FCA sets out details for new long-term funds

No retail investors

clock 25 October 2021 • 2 min read
FCA pushes govt to strengthen Online Safety Bill to protect consumers

Regulation

FCA pushes govt to strengthen Online Safety Bill to protect consumers

Annual perimeter report

clock 21 October 2021 • 4 min read