Janine Hofer-Wittwer: MiFID II meets ESG and EU regulation

Tight time frame

clock • 3 min read

The financial services sector may have thought MiFID II was firmly in their rear-view mirror, writes Janine Hofer-Wittwer, but it is time to think again...

Market participants may have thought MiFID II was firmly in their rear-view mirror. With many firms coming to grips with their preparation for SFDR and taxonomy regulations, the delay in implementation has given firms more time to comply with the disclosure requirements under these new regulations. But ESG regulatory complacency is unwise at this time. Why? The implementation of MiFID II, involving customer preferences for ESG, is due. The EU's landmark regulation, the Regulation on Markets in Financial Instruments (commonly referred to as MiFID II/MiFIR) entered into force on 3 Janua...

To continue reading this article...

Join Professional Adviser for free

  • Unlimited access to real-time news, industry insights and market intelligence
  • Stay ahead of the curve with spotlights on emerging trends and technologies
  • Receive breaking news stories straight to your inbox in the daily newsletters
  • Make smart business decisions with the latest developments in regulation, investing retirement and protection
  • Members-only access to the editor’s weekly Friday commentary
  • Be the first to hear about our events and awards programmes

Join

 

Already a Professional Adviser member?

Login

More on Regulation

Simpler advice rules should not mean simpler client understanding

Simpler advice rules should not mean simpler client understanding

The direction of travel is clear

Elly Dowding and Lee Coates
clock 17 July 2026 • 2 min read
Failed financial advice firms tracker

Failed financial advice firms tracker

Firms that the FSCS has confirmed as failed since the start of 2023

Professional Adviser
clock 14 July 2026 • 1 min read
The Mills Review: AI innovation must be matched by AI governance

The Mills Review: AI innovation must be matched by AI governance

As AI becomes embedded in FS governance can no longer be treated as an afterthought

Chris Davies
clock 13 July 2026 • 4 min read