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Regulation

'Layers of complexity': Will green fund labels do the job?

Regulation

'Layers of complexity': Will green fund labels do the job?

Introduction of three mutually exclusive fund labels

clock 23 November 2022 • 4 min read
FOS chair: Still work to be done to improve organisation

Regulation

FOS chair: Still work to be done to improve organisation

‘Our customers deserve better,’ says Zahida Manzoor

clock 22 November 2022 • 2 min read
Consumer Duty: Action points and pension questions

Regulation

Consumer Duty: Action points and pension questions

Consumer Duty may override 'confines of contractual relationship'

clock 22 November 2022 • 7 min read
Investment labels: Is it the role of the regulator or the market?

Regulation

Investment labels: Is it the role of the regulator or the market?

Paper raises difficult questions for the regulator

clock 21 November 2022 • 8 min read
Consumer Duty biggest challenge for 2023, say retail investment firms

Regulation

Consumer Duty biggest challenge for 2023, say retail investment firms

Model Office fourth annual benchmark report highlights firms’ concerns

clock 17 November 2022 • 1 min read
'Elephant in the jungle': FCA chief addresses Consumer Duty worries

Regulation

'Elephant in the jungle': FCA chief addresses Consumer Duty worries

FCA has overcome ‘biggest stumbling blocks’ in rule implementation

clock 17 November 2022 • 4 min read
Eight financial services firms enter liquidation after FCA action

Regulation

Eight financial services firms enter liquidation after FCA action

Action follows several winding up petitions launched by the FCA

clock 14 November 2022 • 2 min read
Consumer Duty: The importance of asking clients the right questions

Regulation

Consumer Duty: The importance of asking clients the right questions

How do you evidence something like understanding?

clock 14 November 2022 • 3 min read
FCA warns firms on DB pension redress calculation rules

Regulation

FCA warns firms on DB pension redress calculation rules

‘Small number’ of firms not including all fees and charges

clock 09 November 2022 • 2 min read
Financial adviser barred by Jersey regulator after £12m in client losses 

Regulation

Financial adviser barred by Jersey regulator after £12m in client losses 

Christopher Paul Byrne was providing advice prior to his firm's regulation

clock 07 November 2022 • 1 min read
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