Golden oldies: Now That's What I Call Regulation 2002-2022!

A look at the regulatory chart-toppers of the last 20 years

clock • 5 min read

Paul Bruns takes a look at shifting regulation and policy over the past two decades...

As SimplyBiz hits its 20th anniversary, I've been asked to take a look at shifting regulation and policy over the past two decades.  During that time, the regulator has changed its name, issued hundreds of thousands of pages of policy, and changed the face of the financial advice sector in myriad ways.  Consumer Duty may be the newest kid on the block, attracting a lot of attention at the moment, but what other regulatory chart-toppers have there been over the past 20 years? Treating Customers Fairly (TCF) - 2006 Starting off with a golden oldie, TCF came into force when the Fina...

To continue reading this article...

Join Professional Adviser for free

  • Unlimited access to real-time news, industry insights and market intelligence
  • Stay ahead of the curve with spotlights on emerging trends and technologies
  • Receive breaking news stories straight to your inbox in the daily newsletters
  • Make smart business decisions with the latest developments in regulation, investing retirement and protection
  • Members-only access to the editor’s weekly Friday commentary
  • Be the first to hear about our events and awards programmes

Join

 

Already a Professional Adviser member?

Login

More on Regulation

FCA warns on loan notes and mini-bond investment risks

FCA warns on loan notes and mini-bond investment risks

Urges consumers to be wary of high-risk investments

Jenna Brown
clock 20 August 2026 • 2 min read
SVS Securities CEO banned and fined

SVS Securities CEO banned and fined

Demetrios Hadjigeorgiou barred from working in senior management positions

Jenna Brown
clock 20 August 2026 • 2 min read
Suitability rules overhaul: Why firms should engage now, not later

Suitability rules overhaul: Why firms should engage now, not later

'The bigger shift is philosophical, not just structural'

Marjolaine Quirke
clock 19 August 2026 • 3 min read