Regulation

The rogue trader who brought down Barings Bank is back with a new venture aimed at helping companies avoid the kind of risks his former employer failed to.

The Financial Conduct Authority (FCA) has issued an alert about an unregulated firm it suspects of providing services without authorisation, after it was warned about it by advisers and Professional Adviser.

The Financial Conduct Authority (FCA) is seeking to extend the ban on commission to peer-to-peer (P2P) investments.

Firms' culture is in danger of becoming merely regulatory and "yet another catchphrase" if they fail to see beyond their systems and controls, the Financial Conduct Authority's (FCA) new director of enforcement and market oversight has said.

Who is the road being designed for?

Draft report into City Equities ordered by FCA and seen by Professional Adviser details widespread failings

A failed stockbroker has sent 1,000 claims to the Financial Services Compensation Scheme (FSCS) - with just 300 of them amounting to £4m to be paid for by investment advisers.

An ex-Prudential financial adviser has been imprisoned for two years for swindling pensioners out of their life savings.

PA held a technology and advice seminar for IFAs

Post-it note size stuff for IFAs