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Regulation

Investment

Graham Bentley: Humble pie on the menu at the IA dinner?

A united membership is needed

clock 30 October 2015 •

Your profession

Blog: Stevie Wonder and the art of risk management

Very superstitious, writings on the wall...

clock 29 October 2015 •

Regulation

Consumer Panel raises doubt over FCA investor protection

The effectiveness of the Financial Conduct Authority's (FCA) consumer protection agenda has been called into question after it was suggested firms were looking for ways around the rules.

clock 29 October 2015 •

Regulation

FSCS chief: We do not second guess advisers' judgements

The chief executive of the Financial Services Compensation Scheme (FSCS) has defended its role, saying it does not pay out simply because appropriate investments performed badly.

clock 29 October 2015 •

Regulation

MPs demand answers to FSCS fee reform

Levy disproportionately affects small firms

clock 28 October 2015 •

Regulation

Consumer education strategy looking at guidance and advice launched

A Money Advice Service-backed strategy to boost the financial capability of the nation has launched today, following research which suggested a bleak picture of the nation's financial understanding.

clock 28 October 2015 •

Regulation

Treasury delays pensions tax relief decision until 2016 Budget

The Treasury is to delay its decision on whether or not to change the way pensions are taxed until at least next year's Budget, George Osborne said in the House of Commons.

clock 28 October 2015 •

Regulation

Trade body wants FAMR to create new adviser regulator

Adviser trade body founder Garry Heath has called on the Financial Advice Market Review (FAMR) to consider creating an adviser-focused regulator to replace the Financial Conduct Authority (FCA).

clock 27 October 2015 •

Regulation

High Court throws out IFA's insistent client case against FOS

A financial advice firm that tried to challenge the Financial Ombudsman Service (FOS) in the High Court over a ruling on pension advice has had its case thrown out.

clock 26 October 2015 •

Regulation

For and against: Should adviser fees be displayed online?

Which? suggested it should be mandatory for firms to list their advice charges on their websites

clock 26 October 2015 •
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