FOR SUSTAINABLE, PROFITABLE, CLIENT-FOCUSED ADVISER FIRMS
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Three step reporting process
FCA’s final rules
FCA consulting on proposals
Will consult on new guidelines
Advice must now be a personal recommendation
FCA Final Report due 28 June
Also warns of 'conflict of interest' in contingency charging
Has faced criticism during his tenure
Managing risk of consumer detriment
Change of approach at the regulator
23 June 2017
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1 min read
