Banned IFA found guilty of forging documents

Fined and banned by FSA in 2012

Tom Ellis
clock • 1 min read

A banned IFA, who advised on unregulated collective investment schemes (UCIS), has been found guilty of forging documents at Derby Crown Court.

Martin Rigney, 68, was found to have forged signatures himself and to have photocopied clients' genuine signatures after a "long and complex investigation" by the police, according to the Derbyshire Times. The Sheffield man was found guilty of 16 counts of forgery on 20 July following a ten week trial at Derby Crown Court. He was remanded into custody and will be sentenced later this year on 1 September. Leader of the investigation, detective constable Julie Weeldon, said: "His clients trusted him and he abused that trust. It has had a devastating impact on their lives, emotionally as...

To continue reading this article...

Join Professional Adviser for free

  • Unlimited access to real-time news, industry insights and market intelligence
  • Stay ahead of the curve with spotlights on emerging trends and technologies
  • Receive breaking news stories straight to your inbox in the daily newsletters
  • Make smart business decisions with the latest developments in regulation, investing retirement and protection
  • Members-only access to the editor’s weekly Friday commentary
  • Be the first to hear about our events and awards programmes

Join

 

Already a Professional Adviser member?

Login

More on Regulation

Compliance relics: The case against PDFs and screenshots

Compliance relics: The case against PDFs and screenshots

'Partial records or flattened archives are no longer sufficient'

David Clee
clock 09 July 2025 • 5 min read
FCA data request prompts SimplyBiz's sector-wide compliance session

FCA data request prompts SimplyBiz's sector-wide compliance session

Nearly 600 advisers sign up for July webinar on navigating new s165 data requirements

Sahar Nazir
clock 09 July 2025 • 2 min read
FCA data information request: Four focus areas for advisers

FCA data information request: Four focus areas for advisers

‘Data is not just a compliance tool it’s a strategic asset’

Chris Davies
clock 07 July 2025 • 5 min read