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Protection

FCA seeks views on the competition impacts of big tech on industry

Regulation

FCA seeks views on the competition impacts of big tech on industry

Regulator finds big tech firms could pose competition risks

clock 25 October 2022 • 2 min read
Link Fund Solutions up for sale amid FCA Woodford investigation

Regulation

Link Fund Solutions up for sale amid FCA Woodford investigation

FCA issued Link Fund Solutions with a draft warning notice last month

clock 21 October 2022 • 1 min read
IFA with seven claims declared in default by the FSCS

Regulation

IFA with seven claims declared in default by the FSCS

The firm has unsecured creditors in the sum of around £149.6k

clock 21 October 2022 • 1 min read
FCA/FOS intervention complaint circled back by commissioner

Regulation

FCA/FOS intervention complaint circled back by commissioner

Complaints Commissioner says the FCA must do its own investigation

clock 21 October 2022 • 2 min read
Consumer Duty to drive protection focus despite adviser ambivalence

Protection

Consumer Duty to drive protection focus despite adviser ambivalence

New report shows low levels of IFA engagement around protection

clock 21 October 2022 • 1 min read
'Sunny day fund' could be used by advisers for income protection

Protection

'Sunny day fund' could be used by advisers for income protection

SK Wealth Solutions says advisers can take a different view of client funds

clock 20 October 2022 • 2 min read
Shropshire-based firm declared in default by the FSCS

Regulation

Shropshire-based firm declared in default by the FSCS

FSCS received five claims against the firm related to SIPP advice

clock 18 October 2022 • 3 min read
FCA enforcement executive Mark Steward to depart next year

Regulation

FCA enforcement executive Mark Steward to depart next year

Executive director of enforcement and market oversight to leave next Spring

clock 18 October 2022 • 1 min read
Consumer Duty readiness: 28% of firms unprepared

Regulation

Consumer Duty readiness: 28% of firms unprepared

Less than a quarter believe they are already fully compliant with the regulations

clock 17 October 2022 • 3 min read
Hargreaves Lansdown hit by lawsuit over role in Woodford scandal

Regulation

Hargreaves Lansdown hit by lawsuit over role in Woodford scandal

Link Fund Solutions (LFS) also sued for up to £100m

clock 17 October 2022 • 1 min read
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