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Regulation

Regulation

Questions raised over Harlequin deal with claims manager

Firm mentioned in emails to investors

clock 18 April 2016 • 4 min read

Regulation

FCA to set PPI deadline after detecting 'false claims'

The Financial Conduct Authority (FCA) is to consult on introducing a deadline for bringing complaints about payment protection insurance (PPI) after its research showed a 'significant number' of claims brought did not include a PPI sale.

clock 02 October 2015 •

Regulation

Advisers call on FCA to limit direct provider contact with clients

Advisers are calling on regulators to introduce rules restricting the contact product providers can have with their clients.

clock 11 September 2015 •

Regulation

Half of advisers label FOS 'unfair'

Almost half of advisers believe the Financial Ombudsman Service (FOS) is unfair when adjudicating on advice cases, research suggests.

clock 17 August 2015 • 2 min read

Regulation

Millions of 'disenfranchised' savers could benefit from advice review

Millions of "totally disenfranchised" savers could return to financial advice as a result of the government's wide-scale review, adviser Keith Churchouse has said.

clock 03 August 2015 •

Regulation

Major review of financial advice market launched

A major review into consumer access to the financial advice market has been launched by HM Treasury and the Financial Conduct Authority (FCA).

clock 03 August 2015 •

Regulation

FOS annuity complaints continue to rise

Complaints about annuities are continuing to rise more than a year after the Chancellor announced a reform of the retirement income market, according to the latest figures from the Financial Ombudsman Service (FOS).

clock 21 July 2015 •

Regulation

MMR review: FCA flags advice risk in overly rigid use of rules

Most customers are receiving suitable mortgage advice but some firms rely too heavily on tightly structured processes, which force their advisers to bend information to give supposedly 'suitable advice', the regulator has found.

clock 09 July 2015 •

Adviser tips

Super-safe suitability reports: How to get it right

Top tips for completing super-safe suitability reports

clock 30 June 2015 •

Regulation

FCA bans equity release adviser over £1m covert money transfers

The Financial Conduct Authority (FCA) has banned an equity release and mortgage adviser for making illegitimate transfers totalling £1m.

clock 09 June 2015 •
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