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Regulation

Regulation

Arch Cru: When (and why) advice claims are rejected by the FOS

The Financial Ombudsman Service (FOS) has rejected five out of 43 claims at decision stage against advice to invest in Arch Cru since it started publishing complaints decisions last April, its data has shown.

clock 25 April 2014 • 4 min read

Regulation

Former Competition Commission chief joins FCA

The Financial Conduct Authority (FCA) has appointed former chief executive of the Competition Commission (CC) David Saunders as a senior adviser on competition.

clock 23 April 2014 •

Regulation

Investment advisers hit with additional £7m FSCS levy bill

Most types of financial services firms will pay a lower than expected Financial Services Compensation Scheme (FSCS) levy for 2014-2015 after it cut its bill by £37m, but investment advisers face another hike in costs.

clock 15 April 2014 •

Regulation

Adviser masterclass: How to explain fees to clients

How to explain fees to clients

clock 14 April 2014 • 7 min read

Regulation

FCA wins Court of Appeal battle over land banking scheme

The Financial Conduct Authority (FCA) has won a Court of Appeal victory over a land banking scheme but said it is unlikely investors will get back all of their cash.

clock 14 April 2014 •

Regulation

Fraudsters target Axa Investment Managers

The Financial Conduct Authority (FCA) has issued a warning about fraudsters claiming to represent Axa Investment Managers UK.

clock 13 April 2014 •

Regulation

FCA inquirer Clifford Chance on regulator's s166 panel

Law firm Clifford Chance - which has been hired by the Financial Conduct Authority (FCA) to review its handling of the release of market-sensitive information to the press - is also a member of the regulator's panel of lawyers tasked with investigating...

clock 11 April 2014 •

TCF

Clifford Chance inquiry into FCA 'could cost up to £10m'

An independent inquiry into the Financial Conduct Authority's (FCA) release of information about its investigation into the fair treatment of long standing life company customers could cost up to £10m, according to a costs lawyer.

clock 09 April 2014 •

Regulation

Hargreaves Lansdown receives 3,000 investment complaints, FCA figures show

Hargreaves Lansdown Asset Management received almost 3,200 complaints in the second half of last year, figures published by the Financial Conduct Authority (FCA) show.

clock 09 April 2014 •

Regulation

Accredited bodies disappointed by FCA fee findings

The Institute of Financial Planning (IFP) and Personal Finance Society (PFS) have said they are disappointed by Financial Conduct Authority (FCA) findings suggesting advisory firms, wealth managers and private banks are failing to disclose their fees...

clock 08 April 2014 •
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