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Regulation

Regulation

FCA in-house funds review uncovers communication failings

Some wealth managers are unclear and inconsistent in their communication with clients regarding in-house fund ranges, a Financial Conduct Authority (FCA) review has found.

clock 24 November 2014 •

Your profession

'Why oh why would Aviva want to take over Friends?' Industry reacts to deal talk

‘Why oh why would Aviva want to takeover Friends?' Industry reacts to deal talk

clock 24 November 2014 •

Regulation

IFP partners with FCA on 'conflicts of interest' project

The Institute of Financial Planning (IFP) is in discussions with the regulator about drawing up a definitive list of possible conflict of interest scenarios that crop up during the advice and planning process.

clock 24 November 2014 •

Regulation

Keydata claimants set for further payouts

The Financial Services Compensation Scheme (FSCS) is notifying investors who lost money in Lifemark-backed bonds distributed by Keydata that they can expect further payments shortly.

clock 23 November 2014 •

Pensions

Aviva to buy Friends Life in £5.6bn deal

Aviva has confirmed it is to buy rival insurer Friends Life in a deal worth £5.6bn which will create a combined business with 16 million customers.

clock 23 November 2014 •

Regulation

Fund management fees: The great unknown

Fund management fees: The great unknown

clock 21 November 2014 •

Regulation

FCA's Percival: More guidance is not the answer

The Financial Conduct Authority (FCA) is reluctant to provide further guidance on key advisory issues on which it has already offered direction, suggesting it would not be helpful.

clock 21 November 2014 •

Regulation

FCA: Regulation hinders product cost comparisons

Too many regulatory requirements around what charges need to be disclosed on investment and savings products make it difficult for advisers to assess and compare the cost of products, Financial Conduct Authority (FCA) technical specialist Rory Percival...

clock 20 November 2014 •

Regulation

Last minute rush to join Lloyds investor lawsuit over HBOS takeover

Around 8,000 investors have put their name to a lawsuit claiming Lloyds misled shareholders ahead of the bank's acquisition of HBOS six years ago.

clock 20 November 2014 •

Regulation

FCA must reveal 'what good looks like', says APFA chairman

The regulator must be more explicit in explaining what it wants and expects from advisers, or it will fail to achieve its aims, the chairman of the Association of Professional Financial Advisers (APFA) has said.

clock 19 November 2014 •
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