Regulation

The Investment Management Association (IMA) is failing to represent the interests of active fund managers, according to Richard Romer-Lee.

Aviva is to pay compensation to tens of thousands of investors in one of its funds who were erroneously led to believe their capital was protected.

Advisers' investment processes: A video debate

Regulatory applications and notifications just got simpler...

Advisers respond to FCA call for 'short' suitability letters

'The RDR is only partially working': The world according to the IFP chief

An IFA has been ordered to repay a £7,400 upfront fee it received from a client who subsequently felt its recommendations were inappropriate, following a final decision from the ombudsman.

Three investments in off-plan property firm Arck totalling £45,000 were too high risk and complex for a client, the Financial Ombudsman Service (FOS) has ruled, despite the adviser's claims he had previously invested in similar schemes.

Simplified advice: How simple should your new model be?

Some wealth managers are unclear and inconsistent in their communication with clients regarding in-house fund ranges, a Financial Conduct Authority (FCA) review has found.