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Regulation

Retirement

Brave new world: Three things that changed advice forever in 2014

Three things that changed advice forever in 2014

clock 12 December 2014 •

Managed solutions

Morningstar's Kemp: Risk targeting is lunacy

Morningstar head of portfolio management Dan Kemp has branded risk targeting strategies "lunacy", saying they force managers to sell assets at a time when investors will lose the most money.

clock 12 December 2014 •

Regulation

'Could do better': An RDR end of year two report card

An end of year two report card

clock 10 December 2014 •

Income

FSCS and Standard Life thrash out SIPP tax deal over ARM recoveries

The Financial Services Compensation Scheme (FSCS) and self-invested personal pension (SIPP) provider Standard Life have worked out a deal with the taxman over the tax status of recoveries related to ARM Asset Backed Securities.

clock 10 December 2014 •

Regulation

Due diligence: What does the regulator really want from advisers?

Due diligence: What does the regulator really want from advisers?

clock 09 December 2014 •

Regulation

FCA senior bonuses to be cancelled after insurance investigation

Members of the executive committee at the Financial Conduct Authority (FCA) stand to lose their bonuses over the blunder that caused a collapse in prices of large insurance companies, according to reports.

clock 09 December 2014 •

Regulation

FOS rules out charging complainants

The Financial Ombudsman Service (FOS) has ruled out charging "nominal" fees to complainants, agreeing with Parliament's view the service must be free to ensure the public's confidence in it.

clock 09 December 2014 •

Regulation

Tyrie: The FCA must improve

Treasury Committee chairman Andrew Tyrie has said the Financial Conduct Authority (FCA) must engage more with the regulated community and do more for consumers, as the City watchdog announced sweeping structural and personnel changes following a strategic...

clock 09 December 2014 •

Regulation

FCA confirms Adamson exit amid sweeping structural changes

The Financial Conduct Authority (FCA) has confirmed director of supervision Clive Adamson is leaving the organisation as it makes sweeping structural and personnel changes.

clock 08 December 2014 •

Regulation

FCA's McDermott to replace Adamson as supervision head

FCA director of enforcement Tracey McDermott is to become the regulator's director of supervision in a shake-up of its reporting lines, according to reports.

clock 08 December 2014 •
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