Regulation

The Financial Services Compensation Scheme (FSCS) has recovered £100m from the estate of failed traded life settlement firm Keydata, and the advisers who mis-sold it, and will rebate half the sum to fund management levy payers.

The Investment Management Association (IMA) is failing to represent the interests of active fund managers, according to Richard Romer-Lee.

Aviva is to pay compensation to tens of thousands of investors in one of its funds who were erroneously led to believe their capital was protected.

Advisers' investment processes: A video debate

Regulatory applications and notifications just got simpler...

Advisers respond to FCA call for 'short' suitability letters

'The RDR is only partially working': The world according to the IFP chief

An IFA has been ordered to repay a £7,400 upfront fee it received from a client who subsequently felt its recommendations were inappropriate, following a final decision from the ombudsman.

Three investments in off-plan property firm Arck totalling £45,000 were too high risk and complex for a client, the Financial Ombudsman Service (FOS) has ruled, despite the adviser's claims he had previously invested in similar schemes.

Simplified advice: How simple should your new model be?