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Regulation

Regulation

Investment advisers' revenue still 40% commission - APFA

Investment advisers are still heavily reliant on income paid through commission, according to the latest research by the Association of Professional Financial Advisers (APFA).

clock 14 April 2015 •

Economics / Markets

Tories pin election hopes on tax giveaways

The Conservative party has promised a range of cuts if it wins power in the general election in May.

clock 14 April 2015 •

Managed solutions

Rayner Spencer Mills launches £240-per-month investment service for small firms

Research and ratings group Rayner Spencer Mills Research (RSMR) has launched a range of model portfolios for directly authorised small advisory firms.

clock 14 April 2015 •

Regulation

FCA fines Clydesdale Bank record £20m for trying to dodge PPI redress

The Financial Conduct Authority (FCA) has fined Clydesdale Bank £20.6m for serious failings in its payment protection insurance (PPI) complaint handling processes that may have led to thousands of claims being rejected unfairly.

clock 14 April 2015 •

Regulation

FCA warns of BlackRock clone targeting investors

The Financial Conduct Authority (FCA) has warned of a scam firm using the details of investment manager BlackRock to defraud investors.

clock 14 April 2015 •

Investment

How to play the election: Wealth managers' strategies revealed

With less than four weeks to go until the general election, wealth managers and strategists give their view on how investors should be positioned.

clock 13 April 2015 • 4 min read

Regulation

Top five tips for RDR 'missionaries'

Top five tips for RDR ‘missionaries'

clock 13 April 2015 •

Regulation

EU influences FCA rules to detriment of advisers, says UKIP IFA

UK Independence Party (UKIP) candidate Nick Lincoln has outlined his wish to cut financial regulation in the UK by ridding it of EU influence.

clock 10 April 2015 •

Regulation

FOS rules poor advice in raft of new Harlequin claims

The Financial Ombudsman Service (FOS) has ruled in favour of four complainants who separately claimed they were given unsuitable advice to transfer their personal pensions to new plans permitting investment in overseas property.

clock 10 April 2015 •

Economics / Markets

Woodford: UK stocks face 'years of turmoil' following election

Neil Woodford has said next month's general election could mark the beginning of years of uncertainty for UK investors.

clock 07 April 2015 •
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