The FCA has said it is are proud to be leading the world in the customer-focused regulation of financial advice. With several other countries now considering similar rules, Simon Willoughby offers five tips to the eager adopters...
Having spent more years than I care to admit in this industry, some advising financial services providers in Europe against imposing their ‘product sophistication' on a range of unsuspecting markets around...
PIMFA Virtual Fest
Upcoming regulatory work
Jump in phishing and 'smishing' tactics reported
£624,311 of assets frozen
Learnings from Covid-19
Working on portfolio of unquoted healthcare investments
Managed by Benchmark Capital CIO Alex Funk
‘If you do not wish to offer protection advice, refer it’
‘Not just a sponsor’