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Regulation

Investment

FOS reveals annuities new complaints battleground

Annuities have become the new focus for complaints according to figures from the Financial Ombudsman Service (FOS), a year after the product was publicly abandoned by the Chancellor.

clock 19 May 2015 •

Regulation

FCA warns of cold calling fake regulator fraudster

A man pretending to be from the Financial Conduct Authority (FCA) is cold calling people in an attempt to defraud them, the regulator has warned.

clock 19 May 2015 •

Regulation

Revealed: The number of advice firms lost each year to client claims

More than 600 adviser firms have been declared in default by the Financial Services Compensation Scheme (FSCS) in the last five years - an average of almost 130 each year - as the impact of a number of high-profile investment failures continues to take...

clock 18 May 2015 •

Regulation

Advisers could be caught in MiFID II 'appropriateness' testing

Advisers could be forced to collect and share client information on non-advised business with providers under new rules mooted by the Financial Conduct Authority (FCA).

clock 13 May 2015 •

Investment

Hopes, fears, nonchalance: Advisers react to the election results

Hopes, fears, nonchalance: Advisers react to the election results

clock 08 May 2015 •

Charging

The charging model one IFA says will petrify advisers

The charging model one IFA says will petrify advisers

clock 06 May 2015 •

Regulation

FCA approval times for growing firms up 85% in two years

Firms trying to expand into new business areas are having to wait 85% longer for Financial Conduct Authority (FCA) authorisation than two years ago.

clock 05 May 2015 •

Regulation

Fraudster alert: FCA warns on four investment firm clones

The Financial Conduct Authority (FCA) has issued a warning to investors about four firms that are unauthorised clones of legitimate businesses.

clock 05 May 2015 •

Charging

The result is in: Who won our adviser charging debate?

When two friends collide: Catch up on our adviser charging debate

clock 01 May 2015 •

Charging

Pens at dawn: It's the final showdown in our adviser charging debate

We are nearing the end, dear readers. After a week of hearty, healthy debate on whether percentage charging models are a "relic of a bygone era", we publish our experts' final statements. Who wins your vote?

clock 30 April 2015 •
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