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Regulation

Regulation

Advisers could be caught in MiFID II 'appropriateness' testing

Advisers could be forced to collect and share client information on non-advised business with providers under new rules mooted by the Financial Conduct Authority (FCA).

clock 13 May 2015 •

Investment

Hopes, fears, nonchalance: Advisers react to the election results

Hopes, fears, nonchalance: Advisers react to the election results

clock 08 May 2015 •

Charging

The charging model one IFA says will petrify advisers

The charging model one IFA says will petrify advisers

clock 06 May 2015 •

Regulation

FCA approval times for growing firms up 85% in two years

Firms trying to expand into new business areas are having to wait 85% longer for Financial Conduct Authority (FCA) authorisation than two years ago.

clock 05 May 2015 •

Regulation

Fraudster alert: FCA warns on four investment firm clones

The Financial Conduct Authority (FCA) has issued a warning to investors about four firms that are unauthorised clones of legitimate businesses.

clock 05 May 2015 •

Charging

The result is in: Who won our adviser charging debate?

When two friends collide: Catch up on our adviser charging debate

clock 01 May 2015 •

Charging

Pens at dawn: It's the final showdown in our adviser charging debate

We are nearing the end, dear readers. After a week of hearty, healthy debate on whether percentage charging models are a "relic of a bygone era", we publish our experts' final statements. Who wins your vote?

clock 30 April 2015 •

Regulation

Crippling FSCS levies: Know why you're paying, know how to stop

Crippling FSCS levies: Know why you're paying, know how to stop

clock 28 April 2015 •

Regulation

FSCS levy shock: SIPP claims could lead to extra bill for all firms

All advisory firms face the prospect of an interim levy from the Financial Services Compensation Scheme (FSCS) in 2015-2016 following a swell of claims related to self-invested personal pensions (SIPPs).

clock 28 April 2015 •

Regulation

FCA warning over green energy investment firm

The Financial Conduct Authority (FCA) has issued a warning against a commodity firm it believes is providing financial services without authorisation.

clock 28 April 2015 •
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