professionaladviser_logo

FOR SUSTAINABLE, PROFITABLE, CLIENT-FOCUSED ADVISER FIRMS

pin Sign in Join
pin
    • My account
    • Sign out
  • You are currently accessing Professional Adviser via your Enterprise account.

    If you already have an account please use the link below to sign in.

    If you have any problems with your access or would like to request an individual access account please contact our customer service team.

    Phone: +44 (0) 1858 438800

    Email: [email protected]

    • Sign in
logo
  • logo

    Search Professional Adviser

  • News
  • More

    Choose from below

    • Features
    • Opinion
    • News Analysis
    • People Moves
    • Market Movers
    • Interviews
    • Professional Adviser TV
  • Your Business
    • Recruitment
    • Platforms
    • MPS
    • Education
    • Technology
    • Paraplanning
    • Diversity
    • Succession planning
  • Your Profession
    • Pensions
    • Investment
    • Regulation
    • ESG
    • Protection
    • Estate planning
    • Tax planning
    • Retirement
  • Consumer Duty
  • Events
  • About

    Authors

    • Jen Frost
    • Jenna Brown
    • Sahar Nazir
    • Isabel Baxter

    Featured Content

    • Cost of Living
    • Partner Insight
    • InvestmentIQ
    • PA360 Watchlist

    Sister publications

    • BusinessGreen
    • COVER
    • Investment Week
    • Professional Pensions

    Incisive Media

    • Our company
    • Careers
  • Searchlogo

    Search Professional Adviser

    x
Join Sign in
 
    • My account
    • Sign out
  • You are currently accessing Professional Adviser via your Enterprise account.

    If you already have an account please use the link below to sign in.

    If you have any problems with your access or would like to request an individual access account please contact our customer service team.

    Phone: +44 (0) 1858 438800

    Email: [email protected]

    • Sign in
    • Sign in

Regulation

Tax Planning

HMRC scoops extra £11m as team targets wealth up-and-comers

A clampdown on suspected tax avoidance among taxpayers with rapidly rising wealth has netted HMRC an extra £11.5m since it began targeting the group in 2012, according to calculations.

clock 27 April 2015 •

Charging

Live debate: Fixed fees v percentage charging - a balanced view

Does a percentage-of-assets adviser fee model encourage contingent charging? Do fixed fees represent the ‘modern, professional way' to charge?

clock 27 April 2015 •

Investment

Warning advisers are operating 'blind' in FX market

Financial advisers are recommending foreign exchange (FX) providers without knowing how much their clients will be charged, according to an industry expert.

clock 24 April 2015 •

Regulation

FCA punishes Deutsche Bank for LIBOR lies with £227m fine

The Financial Conduct Authority (FCA) has handed Deutsche Bank a £227m fine, its largest ever for LIBOR and EURIBOR-related misconduct because the bank tried to hamper investigations by misleading the regulator.

clock 23 April 2015 •

Regulation

FCA fines Merrill Lynch Intl £13m for misconduct

Merrill Lynch International (MLI) has been fined £13.2m by the Financial Conduct Authority (FCA) for incorrectly reporting millions of transactions

clock 22 April 2015 •

Regulation

UK trader arrested for US 'flash crash' fraud

A UK financial trader has been arrested over claims by the US that he helped cause the 2010 Wall Street "flash crash".

clock 22 April 2015 •

Regulation

FCA freezes assets of 'scam' property fund

The regulator has frozen the assets of a property fund that it suspects is an elaborate scam.

clock 22 April 2015 •

Investment

Harlequin boss censured by court in elderly man's damages claim

The chairman of struggling overseas property investment scheme Harlequin is under fire again, this time for failing to give evidence to a court within the judge's deadline.

clock 20 April 2015 •

Regulation

Adviser complaint fighting firm launched

A law firm has launched a complaint investigation service for advisers to help them head off grievances before they reach the Financial Ombudsman Service (FOS).

clock 20 April 2015 •

Equities

Cameron pledges £4bn Lloyds share offer for retail investors

David Cameron plans to offer up to £4bn worth of Lloyds shares to retail investors if the Conservatives win the general election.

clock 20 April 2015 •
383940
  • Contact Us
  • Marketing Solutions
  • About Incisive Media
  • Privacy Settings
  • Careers
  • Terms & Conditions
  • Policies
FOLLOW US
Incisive Media

© Incisive Business Media Limited, Published by Incisive Business Media Limited, New London House, 172 Drury Lane, London WC2B 5QR. Registered in England and Wales with company registration number 09178013. Part of Arc network, www.arc-network.com

DIGITAL PUBLISHER OF THE YEAR
right wallpaper ad
Loading.gif?category=regulation&page type=listing page