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Regulation

Regulation

Investment Association unveils plan to boost UK long-term investment

Supported by Chancellor George Osborne

clock 22 March 2016 • 1 min read

Regulation

FCA ignores industry warning on 'impossible' adviser P2P due diligence

Industry warned of difficult risk assessments in P2P

clock 22 March 2016 • 4 min read

Bonds

Bond managers: FCA paper liquidity claims 'not in line' with market experience

'Liquidity improved' claims at odds with managers

clock 21 March 2016 • 3 min read

Regulation

FCA seeks responses to special administration regime consultation

New discussion paper published

clock 09 March 2016 • 1 min read

Regulation

FCA 'behind the curve' on closed-book charges, advisers say

FCA found problems with disclosure of exit charges

clock 03 March 2016 • 2 min read

Regulation

Banks return to advice will comfort elderly, FCA paper claims

FCA ageing paper outlines key issues

clock 22 February 2016 • 2 min read

Regulation

'Disappointing' FCA due diligence review misses real adviser issues, consultancy warns

Review is 'too high level'

clock 22 February 2016 • 4 min read

Regulation

FCA raises concerns about advisers' platform due diligence

Platform due diligence is lacking

clock 19 February 2016 • 5 min read

Regulation

Failed Arch cru wind-up delays FSCS compensation payments

Funds to be wound up in 2015

clock 16 February 2016 • 3 min read

Investment

Warning sounded on suitability failings in portfolio risk-matching

Report warns of risk-ratings mis-match

clock 15 February 2016 • 3 min read
232425
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