Regulation

Regulator clarifies expectations in thematic review update

Firm mentioned in emails to investors

Firms asked if other income sectors require change

Thematic review showed most funds correctly marketed

Complaints driven by general insurance sales

Negative reaction to Budget

Advisers taking shortcuts in EIS due diligence

Firm published list of questions to be asked

Supported by Chancellor George Osborne

Industry warned of difficult risk assessments in P2P