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Regulation

Service

FSA complaints data criticised but firms can do more

Insurance and investment companies could reduce their complaints significantly by improving their administration and customer service, according to a complaints survey.

clock 14 January 2011 •

Regulation

Blog: Why all firms must heed FSA investment tool warning

Technology consultancy AT8 assesses what last week's FSA warning on investment selection means for you.

clock 10 January 2011 •

Regulation

FSA gets tough on investment tools

The FSA says adviser firms' over reliance on risk profiling and asset allocation tools could lead to serious customer detriment and warns it will take tough action on companies failing in this area.

clock 07 January 2011 •

Regulation

FSA cold calls boiler room cheats

The FSA has turned the tables on boiler room conmen by cold calling the scammers to warn them off using the same tactic to cheat investors.

clock 16 December 2010 •

Regulation

Sants: RDR not panacea but worth exit of a third of IFAs

The RDR is not a 'panacea' for the investment market's problem but it is worth a third of IFAs leaving the industry, FSA chief executive Hector Sants has told ministers.

clock 23 November 2010 •

Regulation

RDR debate date changed to 29 Nov

The date for the House of Commons debate on the RDR has been changed to Monday 29 November following a request from the Labour party.

clock 23 November 2010 •

Regulation

Blog: How the FSCS could destroy the advice industry

Paul Etheridge, chairman of Prestwood Group, explains why advisers who believe the RDR presents the biggest challenge to the industry would do well to think again...

clock 04 November 2010 •

Regulation

Blog: £1.5bn is the best deal Eq Life policyholders will get

The £1.5bn that the government has put on the table to settle the long-running Equitable Life saga is a good deal.

clock 18 October 2010 •

Regulation

Insider dealing arrest following FSA investigation

City police have arrested a 64-year-old man as part of an insider dealing investigation.

clock 10 September 2010 •

Regulation

Steve Billingham: Thoughts on change

Ahead of the RDR, owner and director of Steve Billingham Consulting, Steve Billingham, assesses advisers’ attitudes to change

clock 09 September 2010 •
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