Consumer Duty

Consumer Duty work proving difficult for three-in-four advisers

Consumer Duty

Consumer Duty work proving difficult for three-in-four advisers

The regulator’s implementation date of 31 July is fast approaching

clock 16 March 2023 • 2 min read
Understanding Consumer Duty and client vulnerabilities

Consumer Duty

Understanding Consumer Duty and client vulnerabilities

Distinguishing between vulnerabilities and vulnerable circumstances

clock 14 March 2023 • 4 min read
Model Office releases Consumer Duty data analytics dashboards

Technology

Model Office releases Consumer Duty data analytics dashboards

Benchmarked against four Consumer Duty outcomes

clock 13 March 2023 • 1 min read
The potential Consumer Duty identity crisis for advice firms

Consumer Duty

The potential Consumer Duty identity crisis for advice firms

Manufacturer or distributor? Advice firms must assess thier status

clock 13 March 2023 • 4 min read
Ex-PFS CEO launches Consumer Duty 'good practice' body

Consumer Duty

Ex-PFS CEO launches Consumer Duty 'good practice' body

Keith Richards' venture emerges amid ongoing PFS/CII spat

clock 10 March 2023 • 3 min read
More advisers switching platforms as Consumer Duty looms

Consumer Duty

More advisers switching platforms as Consumer Duty looms

Findings from Defaqto's annual Platform Service Review

clock 03 March 2023 • 1 min read
Disproportionate burden: Consumer Duty and smaller advice firms

Consumer Duty

Disproportionate burden: Consumer Duty and smaller advice firms

Vast majority of the industry to come under the microscope

clock 02 March 2023 • 4 min read
Consumer Duty: MPS providers face 'dramatic change'

Consumer Duty

Consumer Duty: MPS providers face 'dramatic change'

Will ensure MPS deliver real value to clients and good outcomes

clock 28 February 2023 • 4 min read
Andrew Griffith raises concerns over FCA's Consumer Duty rules

Consumer Duty

Andrew Griffith raises concerns over FCA's Consumer Duty rules

Reports talk of his concern around the impact on the sector

clock 27 February 2023 • 1 min read
Back-office improvements essential for Consumer Duty

Consumer Duty

Back-office improvements essential for Consumer Duty

Advice firms need their admin processes to be as efficient as possible

clock 24 February 2023 • 2 min read