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Author profile

Laura Miller

Laura Miller

Professional Adviser

A journalist since 2009, Laura is a former news editor of Professional Adviser, where she worked for a number of years. She specialises in uncovering problems in retail finance, and has reported on some of the biggest failures in the investment world, including Keydata, Arch Cru and Harlequin Property.

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Articles by Laura Miller

Regulation

Ten mistakes that led to Financial's landmark FCA recruitment ban

Ten mistakes that led to Financial's landmark FCA recruitment ban

clock 23 July 2014 • 5 min read

Regulation

FCA imposes landmark recruitment ban on network - which escapes £12m fine

The Financial Conduct Authority (FCA) has used its suspension power for the first time to ban two subsidiaries of the Financial Group - network Financial Ltd and separate firm Investments Ltd - from recruiting new appointed representatives (ARs) and individual...

clock 23 July 2014 •

Regulation

FCA launches criminal prosecution of forex trader

The Financial Conduct Authority (FCA) has begun criminal proceedings against a foreign exchange (forex) trader who set up an unauthorised investment scheme.

clock 23 July 2014 •

Regulation

Why this adviser thinks pensions 'guidance' is the IKEA wardrobe of financial services

Why adviser Keith Churchouse thinks the government's pensions guidance is the IKA wardrobe of financial services

clock 22 July 2014 •

Regulation

FCA finds poor pension transfer advice; writes to SIPP CEOs over firm failings

The Financial Conduct Authority (FCA) has found evidence of poor pension transfer advice, and, in a separate review, has written to the CEOs of self invested personal pensions (SIPP) providers raising concerns over firm failings.

clock 21 July 2014 •

Economics / Markets

UK to post strongest growth in G7 - report

The UK economy will grow faster in 2014 than any other G7 economy, while low wage rises will ensure interest rates do not rise until next year, an influential report has forecast.

clock 21 July 2014 •

Retirement

Guidance guarantee: Treasury shuns providers in favour of MAS and TPAS

Savers are to receive free independent guidance from the Money Advice Service (MAS) and The Pensions Advisory Service (TPAS) when given unfettered access to their pension pots from next year, the government has said.

clock 21 July 2014 •

Pensions

What's behind the spike in SIPP advice claims?

What's behind the spike in compensation claims handled by FSCS?

clock 18 July 2014 • 7 min read

Regulation

FSCS 'hopes' to provide full account of Keydata recoveries in 2015

Financial Services Compensation Scheme (FSCS) chief executive Mark Neale has said the service "hopes" to be able to publish a full account of what it has clawed back from firms who mis-sold Keydata products next year.

clock 17 July 2014 • 2 min read

Regulation

Yorkshire Bank threatens to chase advisers over Arck redress claims

Yorkshire Bank has threatened advisers who sold failed property investment scheme Arck that it will pursue them for money if their clients make a claim for compensation against the bank.

clock 17 July 2014 •
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