The Financial Conduct Authority (FCA) has banned a former mortgage adviser and insurance broker from working in the financial services industry after finding he had committed a string of offences including fraud.
A financial adviser has been jailed for five years for stealing a total of £85,000 from his victims in a theft campaign targeting the elderly and the recently bereaved.
Harlequin chairman David Ames is misleading investors into thinking the Financial Services Compensation Scheme (FSCS) backs a controversial trust he is trying to use to rescue his troubled overseas property scheme - a claim the FSCS denies - information...
AIM shares in ISAs: The impact of the rule change one year on
Aegon UK has said that it estimates the charge caps for auto-enrolment business will cost it between £20m to £25m a year, as it reported a 30% rise in pre-tax earnings for the second quarter.
The government has been told it can sue French banking giant Societe Generale for allegedly mis-selling financial products to Northern Rock that were partly to blame for UK lender's collapse.
Neil Woodford's St James's Place fund is in line for a rapid windfall from one of its investments after Daisy Group said its chief executive was plotting a £500m bid for the company.
The Financial Services Compensation Scheme (FSCS) has said it is still investigating whether investors who put money into troubled unregulated scheme Harlequin Property via firms that have now failed are eligible for compensation.
Our weekly heads-up on events, jobs and hires, plus some other bits and bobs for professional financial advisers...
Nearly half of advisers already have the majority of their recurring revenue coming from fees, according to a FundsNetwork survey, with less than two years to go until the April 2016 deadline where all on-platform assets need to be moved to clean share...