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Author profile

Laura Miller

Laura Miller

Professional Adviser

A journalist since 2009, Laura is a former news editor of Professional Adviser, where she worked for a number of years. She specialises in uncovering problems in retail finance, and has reported on some of the biggest failures in the investment world, including Keydata, Arch Cru and Harlequin Property.

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Articles by Laura Miller

Regulation

MPs take FSCS funding fight to Hoban's door

MPs who back advisers' calls for a speedy review of FSCS funding will take the fight to Treasury Secretary Mark Hoban, after the FSA last night refused to commit to an April 2012 deadline for the overhaul.

clock 15 June 2011 • 2 min read

ETFs

FSA to target ETF promotional literature

The FSA has concerns promotional literature for exchange traded tunds (ETFs) fails to adequately explain investment risk, and has warned of early intervention where it suspects problems.

clock 14 June 2011 •

Your profession

Yellowtail unbundles client invoices after regulatory bill doubles

An IFA has decided to itemise future client invoices to show how much of his bill relates to regulatory costs, after his FSA levy doubled this year.

clock 14 June 2011 •

Your profession

FSA wealth manager review flags advice concerns

The FSA is warning wealth managers to honour their obligations to clients after a review of 16 firms raised suitability of advice concerns.

clock 14 June 2011 •

Investment

Blog: Why won't FOS tackle Capita on Arch cru

The Financial Ombudsman Service (FOS) has managed to reach several Final Decisions against IFAs over Arch cru, so why is it stalling on any investigation of the fund's multi-million pound authorised corporate director, Capita?

clock 14 June 2011 •

Regulation

Top Tweets on Panorama: Can you trust your bank?

Panorama's expose of in-branch bank "advice" saw the hashtag army hit Twitter with a vengeance, and prompted one poster to answer the programme's title by brandishing a chinnyreckon.

clock 14 June 2011 •

Investment

IFA who 'betrayed' WW2 veteran had guardian role for other clients

A former IFA, who has been accused of mis-selling investments in a Stirling Mortimer UCIS while entrusted with 'power of attorney' type status by an elderly client, has been revealed as the legal decision-maker for at least nine other people.

clock 13 June 2011 • 2 min read

Regulation

FSA enforcement team 'helpful' but lacks technical knowledge

FSA enforcement staff were thought "helpful, flexible, courteous" and professional by firms they have investigated, but lacking in technical knowledge, the regulator has said.

clock 13 June 2011 •

Service

FSA grants banks extension on PPI complaints

The FSA has agreed to temporary arrangements for Barclays, Lloyds Banking Group and RBS to handle Payment Protection Insurance (PPI) complaints.

clock 13 June 2011 •

Regulation

Govt eyes Money Advice Service to control debt firms

The government is considering giving the Money Advice Service responsibility for running debt advice firms, Mark Hoban financial secretary to the Treasury has said.

clock 13 June 2011 •
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