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Professional Adviser

Professional Adviser

Articles by Professional Adviser

Your profession

PFS chief laments potential return to rules-based regulation

PFS chief executive Fay Goddard believes a return to rules-based regulation is quite likely although not necessarily in the best interests of the IFA sector.

clock 16 April 2009 •

Investment

DWP changes consultation regs for GPPs

Employers no longer have to consult with employees when a group personal pension provider is switched, a lawyer says.

clock 16 April 2009 •

Protection

Consumers admit deliberate non-disclosure on CI

More than a third of consumers admit to intentional non-disclosure when applying for a critical illness (CI) policy, an FSA study suggests.

clock 16 April 2009 •

Offshore Investment

Advisers warned of mis-selling action if Kaupthing scheme fails

IFAs could face the threat of legal action from clients with money trapped in failed Icelandic bank subsidiary Kaupthing Singer & Friedlander Isle of Man (KSFIOM) if the proposed compensation scheme does not return their ensnared savings.

clock 16 April 2009 •

Offshore Investment

Advisers urged to return 'huge' commissions from Stanford's firm

A receiver unraveling Sir Allen Stanford's business empire has urged 66 financial advisers to return 'huge' commissions and bonuses paid by the company.

clock 16 April 2009 •

Offshore Investment

Best of the web: Swiss bank 'to close US customer accounts'

The Swiss bank Credit Suisse is edging towards closing the accounts of thousands of American customers as tax authorities in Washington step up a campaign against offshore banking secrecy.

clock 16 April 2009 •

Your profession

Sesame deal struck as Bluefin shuts Thinc

Bluefin Advisory Services has announced it is shutting its Thinc networks following a strategic review, but says members firms will be give the opportunity to immediately join network giant Sesame.

clock 16 April 2009 •

Offshore Investment

Movers and shakers

Here we list who has moved where in another busy week in the offshore sector.

clock 16 April 2009 •

Your profession

Trust dips in financial advisers

A survey by Reader's Digest has found that trust in financial advisers has decreased by 4% since 2007, with 36% of respondents stating advisers were trusted 'a great deal' or 'quite a lot'.

clock 16 April 2009 •

Offshore Investment

Advisers urged to return 'huge' commissions from Stanford's firm

The receiver unraveling the Stanford empire web has urged 66 financial advisers to return 'huge' commissions and bonuses paid by Sir Allen Stanford's company to sell the financial products and certificates of deposit (CDs) at the centres of the alleged...

clock 16 April 2009 •
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