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Author profile

Henry Brennan

Articles by Henry Brennan

Wrap/platforms

Nucleus reviews structure after conflicts of interest changes

Nucleus has placed the ownership structure of the wrap under review in light of adviser charging rules concerning potential conflicts of interest.

clock 18 July 2013 •

Structured Products

Investec SP launches new collection of plans

Investec Structured Products has launched three new plans which are available for investment until 16 August.

clock 18 July 2013 •

Managed solutions

Brewin Dolphin reviews sub-£50k client portfolios

Brewin Dolphin is rolling out a review of its clients with portfolios valued at under £50,000.

clock 18 July 2013 •

Wrap/platforms

Thesis AM integrates platform with Avelo

Thesis Asset Management has integrated its investment platform with Avelo Adviser Office.

clock 18 July 2013 •

Pensions

Standard Life launches five-stage AE compliance process

Standard Life has launched an online auto-enrolment process, designed to facilitate the conversion of current arrangements to qualifying workplace pension schemes.

clock 18 July 2013 •

Regulation

How much due diligence is enough?

DUE DILIGENCE

clock 18 July 2013 •

Regulation

Tool launched to help advisers carry out past business reviews

Regulatory service provider The Consulting Consortium (TCC) has launched an analysis service aimed at helping financial adviser firms review client files for potential unsuitability.

clock 17 July 2013 •

Regulation

Barclays raids JP Morgan for group finance director

Barclays has named JP Morgan Chase chief financial officer Tushar Morzaria as group finance director.

clock 16 July 2013 •

Wrap/platforms

Standard Life Wrap prepares for 'super-clean' roll out

Standard Life Wrap is moving to a new technology interface which will go live to more than 1,200 adviser firms from 22 July.

clock 15 July 2013 •

Wrap/platforms

Axa Wealth adds 1,000 clean share classes to execution-only platform

Axa Wealth has added 1,000 clean share class funds to its execution only platform, Axa Self Investor.

clock 15 July 2013 •
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