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Author profile

Rahul Odedra

Articles by Rahul Odedra

Regulation

Firm fined £100k for unsuitable UCIS advice

A firm has been fined £97,600 by the Financial Services Authority (FSA) for mis-selling unregulated collective investment schemes (UCIS), some of which have since wound up resulting in potential investor losses.

clock 15 February 2012 •

Your profession

Towry judge on Fisher: Abrasive, self-confident, confrontational

A judge has branded Towry CEO Andrew Fisher as "unnecessarily argumentative" and criticised his abrasive and confrontational style.

clock 15 February 2012 •

Your profession

PA Awards 2012: The night in pictures

clock 14 February 2012 •

Regulation

FSA takes action against stockbroker for client money failings

The FSA has varied the permissions of national stockbroker Pritchard for failing to adequately protect client money.

clock 13 February 2012 •

Regulation

FSCS sends MF Global claims forms to 4,000 investors

The Financial Services Compensation Scheme (FSCS) is set to deal with thousands of compensation claims related to the collapse of broker MF Global, with more expected.

clock 13 February 2012 •

Your profession

Five things your clients will call you about this week

It's our round-up of the stories your clients may have read in the national newspapers over the weekend...

clock 13 February 2012 •

Regulation

FOS orders bank to pay up for mis-selling AIG bond

The Financial Ombudsman Service (FOS) has ruled against a bank for advising a client to invest £3.2m in a bond issued by failed US insurer AIG.

clock 10 February 2012 •

Your profession

PA Awards 2012: First pics of the winners

Twenty three awards and 24 winners, but only one Paul Daniels and Debbie McGee...

clock 10 February 2012 •

Technology

Pete Matthew: The spirit of the PA Awards

Pete Matthew once again walked away with the Baillie Gifford Award for Financial Education at the Professional Adviser Awards 2012 last night.

clock 10 February 2012 •

RDR

MP pledges to re-ignite long stop debate

An FSA promise to re-visit the absence of a time limit on complaints in financial services "seems to have slipped off the radar", according to MP Mark Garnier, who has pledged to take the regulator to task on the issue.

clock 09 February 2012 •
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