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Author profile

Rahul Odedra

Articles by Rahul Odedra

Regulation

FSA insider dealing investigation yields three arrests

The Financial Services Authority (FSA) has arested three individuals as part of an investigation into insider dealing.

clock 01 March 2012 •

Regulation

ABI bemoans FCA's 'adversarial' remit

The Association of British Insurers (ABI) has criticised the 'adversarial' remit of the industry's proposed new regulator, the Financial Conduct Authority (FCA).

clock 29 February 2012 •

Regulation

FSA warns on provident society investments

The Financial Services Authority (FSA) has warned shareholders in industrial and provident societies about the suitability of their investments and the risks they face.

clock 29 February 2012 •

Economics / Markets

HSBC 'faces money laundering charge in US'

HSBC could face criminal charges and "significant" fines in the US in the wake of investigations into alleged money-laundering.

clock 29 February 2012 •

Your profession

RSM Tenon to cut jobs as revenues fall

Advisory and accountancy group RSM Tenon has confirmed significant losses for the first half of its financial year, signalling a round of job cuts as it seeks to deal with rising costs.

clock 29 February 2012 •

Regulation

FSCS: Arch Cru claims 'may exist' against failed IFAs

The Financial Services Compensation Scheme (FSCS) has informed Arch Cru investors that eligible claims for compensation "may exist" against some failed independent financial advisers (IFA).

clock 28 February 2012 •

Regulation

TSC: Publishing early warning notices a 'risk to natural justice'

The Treasury Select Committee (TSC) has said allowing the new regulator to publish early warning notices poses a risk to ‘natural justice' and urged the government to reconsider the issue.

clock 28 February 2012 •

RDR

Trail commission: when it can and can't be paid

The FSA today confirmed its policy and guidance on when trail commission will be paid after the implementation of the retail distribution review.

clock 27 February 2012 •

Wrap/platforms

FSA to allow trail commission on fund switches within life policies

The Financial Services Authority (FSA) will allow advisers to continue to take trail commission after 2012 on fund switches within life policies set up pre-RDR.

clock 27 February 2012 •

RDR

Five things your clients will call you about this week

It's our round-up of the stories your clients may have read in the national newspapers over the weekend...

clock 27 February 2012 •
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