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Author profile

Carmen Reichman

Carmen Reichman

Carmen joined Professional Adviser in May 2013 following a brief stint on a private equity title. She specialises in regulation, and covers the networks and nationals patch.

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Articles by Carmen Reichman

Regulation

FCA outlines approach to 'decision tree' investment distribution models

The Financial Conduct Authority (FCA) has provided what it hopes is further clarity on the boundaries of advice and information when building decision tree based investment models, following concerns about the clarity of its initial suggestions.

clock 22 January 2015 •

Regulation

FCA tweaks guidance on what constitutes 'advice'

The Financial Conduct Authority (FCA) has set out its final definitions of regulated advice and personal recommendations in retail investment, in a move it hopes will help firms develop 'low cost' distribution models with confidence.

clock 22 January 2015 •

Regulation

Arch's Farrell disappointed by 'regrettable' Tribunal ruling

Arch Financial Products (AFP) chief executive Robin Farrell and former compliance officer Robert Addison have said they are "disappointed" with an Upper Tribunal decision to uphold a regulatory ban and fine against them, but felt "vindicated" by parts...

clock 21 January 2015 •

Regulation

Arch's Farrell and Addison lose FCA tribunal case

Arch Financial Products (AFP) directors Robin Farrell and Robert Addison have lost their case appealing a regulatory fine and ban against them for their role in managing the failed Arch Cru funds.

clock 20 January 2015 •

Regulation

FCA reveals ten types of consumer in bid to drive product design

The Financial Conduct Authority (FCA) has published data on how people deal with money and financial services to help providers design suitable products for their customers.

clock 19 January 2015 •

Regulation

APFA calls on FSCS to reach Keydata settlements

The Association of Professional Financial Advisers (APFA) has called on the Financial Services Compensation Service (FSCS) to reach a broad settlement in its action against advisers who sold Keydata investments, saying small advice firms can not afford...

clock 19 January 2015 •

Pensions

Three things clients may call you about this week

Three things clients may call you about this week

clock 19 January 2015 •

Your profession

Cancer survivor adviser reaches South Pole on awareness expedition

A financial adviser who survived cancer three times has completed an expedition to the South Pole, in a bid to raise awareness of health issues and the importance of protection.

clock 19 January 2015 •

Your profession

Tavistock buys adviser network in £2.7m deal

Listed financial services group Tavistock Investments has agreed to buy Standard Financial Group, the parent company of adviser network Financial Ltd, in a bid to grow the size and reach of its advisory business.

clock 19 January 2015 •

Pensions

Major shareholders back Aviva £5.6bn Friends Life bid

Major shareholders, including Old Mutual's Richard Buxton have thrown their weight behind Aviva's £5.6bn takeover bid of Friends Life, saying the deal would strengthen both sides.

clock 19 January 2015 •
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