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Author profile

Carmen Reichman

Carmen Reichman

Carmen joined Professional Adviser in May 2013 following a brief stint on a private equity title. She specialises in regulation, and covers the networks and nationals patch.

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Articles by Carmen Reichman

Managed solutions

Caerus appoints new MD and outsources further investment

Caerus group has appointed a new managing director, while signing a new deal with Parmenion to manage its portfolios.

clock 27 January 2014 •

Regulation

IFA calls on FCA to crack down on unqualified advisers

An IFA has accused the Financial Conduct Authority (FCA) of not staying on top of its policing mandate and has called for a greater crack-down on advisers that are violating its rules.

clock 24 January 2014 •

Regulation

Firms must assess CMC claims promptly and fairly, regulators warn

The Claims Management Regulator (CMR), Financial Conduct Authority (FCA), Financial Ombudsman Service (FOS) and Financial Services Compensation Scheme (FSCS) have issued joint guidance for firms on how to deal with claims management companies (CMC),...

clock 24 January 2014 •

Your profession

David Child joins Intelliflo as non-executive director

Adviser software provider Intelliflo has appointed David Child as a non executive director.

clock 24 January 2014 •

Investment

Arch trial: Farrell disputes SPL's 'lack of truthfulness' claim

Arch Financial Products' chief executive Robin Farrell and compliance director Robert Addison have hit back at allegations they lied in court, saying these were false and unfair.

clock 23 January 2014 •

RDR

Spotlight on inducements: How much transparency is enough?

INDUCEMENTS

clock 23 January 2014 •

RDR

FCA fines Standard Bank £7.6m for anti-money laundering failures

The Financial Conduct Authority (FCA) has fined Standard Bank £7.64m for failings relating to its anti-money laundering (AML) policies and to procedures with corporate customers who are connected to 'politically exposed persons'.

clock 23 January 2014 •

Regulation

APFA: FSCS funding model better for advisers in long term

The Association of Professional Financial Advisers (APFA) has said it hopes a new approach to funding the Financial Services Compensation Scheme (FSCS) will mean lower overall contributions from advisers in the long term.

clock 23 January 2014 •

Investment

Farrell & Addison accused of 'distorting evidence' as Arch case wraps up

Arch Financial Products chief executive Robin Farrell and compliance director Robert Addison have today been accused of giving inconsistent evidence, lying and distorting the facts during their High Court battle.

clock 22 January 2014 •

Regulation

FSCS pledges greater cooperation with industry

The Financial Services Compensation Scheme (FSCS) has promised to be more communicative with the industry that pays for it.

clock 22 January 2014 •
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