Lawyers representing Arch Financial Products (AFP) chief executive Robin Farrell and former compliance manager Robert Addison have cited the pair's possible inexperience in running a fast-growing organisation - not a lack of integrity - for some of the...

The Money Advise Service (MAS) has defied MPs' denunciation of its digital strategy by serving more online customers in the last year than "ever before" and surpassing satisfaction levels, according to its annual results published today.

The vast majority of advisers are facing stagnating or higher professional indemnity insurance (PII) costs this year, while only a small minority saw premium costs fall, according to research commissioned by the Association of Professional Financial Advisers...

Have firms done enough to comply with FCA rules?

A review into how the the Financial Conduct Authority (FCA) and Prudential Regulation Authority (PRA) reach decisions in enforcement cases has been opened by the government, amid concerns over fairness, independence and transparency.

Wealth manager Towry has been hit by a £2.1m payment for settling regulatory issues following talks with the Financial Conduct Authority (FCA), its accounts have shown.

The upper tribunal hearing of Arch Financial Products (AFP) chief executive Robin Farrell and former compliance officer Robert Addison in relation to regulatory action taken against them by the Financial Services Authority (FSA), starts today.

The Financial Conduct Authority (FCA) has appealed Thursday's court decision to halt its case against a group of alleged fraudsters after no barristers were willing to represent them.

A fraud case brought by the Financial Conduct Authority (FCA) was halted after no barristers were willing to represent the defendants following recent legal aid cuts.

An increasing number of advisers are seeing their active client base grow, and the majority are positive on the future of their business, according to a survey.