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Author profile

Carmen Reichman

Carmen Reichman

Carmen joined Professional Adviser in May 2013 following a brief stint on a private equity title. She specialises in regulation, and covers the networks and nationals patch.

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Articles by Carmen Reichman

Regulation

Compliance service designed for small firms launched

The Consulting Consortium (TCC) has launched a 'bespoke' compliance support service for small financial advice firms.

clock 03 June 2014 •

Investment

Ascentric follows Barclays Stockbrokers by cutting SIPP charges

Platform Ascentric has removed the set up and transfer-in costs on its in-house self invested personal pension (SIPP) and cut its annual tax wrapper fee from £150 to £100.

clock 03 June 2014 •

Regulation

APFA urges FCA to revive scrapped fees review

The Association of Professional Financial Advisers (APFA) has urged the regulator to re-consider reviewing the way it calculates the fees paid to it by advisers, after plans to overhaul the area were scrapped.

clock 02 June 2014 •

Regulation

Govt launches independent review of MAS

The government has today launched an independent review of the Money Advice Service (MAS), responding to calls from the Treasury select committee (TSC) last December.

clock 30 May 2014 •

Your profession

Succession acquires two member IFAs

Wealth management group and consolidator Succession has acquired two of its member IFA firms for £3m, as it seeks to reach £7bn of assets by 2017.

clock 30 May 2014 •

Regulation

Think tank warns Labour's AE plans will 'damage businesses'

The Institute of Economic Affairs (IEA) has warned that Labour's recently announced plans to extend auto-enrolment to lower earners would "damage businesses" while "failing to help low earners".

clock 30 May 2014 •

Regulation

FCA bans IFA for failing to disclose info on transaction

The Financial Conduct Authority (FCA) has banned a sole trader for failing to disclose information it requested about a transaction made on behalf of a client.

clock 30 May 2014 •

Regulation

Advisers accuse FOS of ignoring their evidence in complaints

The Financial Ombudsman Service (FOS) is failing to take all evidence into account when ruling on complaints against advisers, and is sometimes not giving reasons for its decisions, advisers have claimed.

clock 29 May 2014 •

Regulation

Wheatley: FCA to 'fast-track' advice model innovation

The Financial Conduct Authority (FCA) has made it a priority to help advisers innovate their business models to reach the middle market, chief executive Martin Wheatley said on Thursday.

clock 29 May 2014 •

Charging

Are clients happy to pay 'just service' fees?

Are clients happy to pay 'just service' fees?

clock 28 May 2014 •
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