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Author profile

Carmen Reichman

Carmen Reichman

Carmen joined Professional Adviser in May 2013 following a brief stint on a private equity title. She specialises in regulation, and covers the networks and nationals patch.

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Articles by Carmen Reichman

Your profession

Personal Touch supports launch of AssuranceKeeper

Mortgage adviser network Personal Touch Financial Services (PTFS) has supported the launch of eKeeper's life assurance quotes service AssuranceKeeper.

clock 27 June 2014 •

Charging

APFA warns advisers to keep 'record of activity' with Aegon after trail controversy

The Association of Professional Financial Advisers (APFA) has warned advisers to keep a "record of activity with any clients they have with Aegon" after it emerged the Dutch provider had contacted clients to switch-off trail commission.

clock 27 June 2014 •

Critical Illness

Scottish Widows confirms re-entry into IFA market

Provider Scottish Widows has confirmed it will be re-entering the IFA market with protection products next year.

clock 26 June 2014 •

Investing in the profession

Panacea Adviser unveils independent trail commission guide

Online support service Panacea Adviser has launched a guide to help firms plan their strategies around the switch-off of trail commission.

clock 26 June 2014 •

Regulation

FSA employee 'swore' at adviser during telephone call

The financial services regulator has apologised to an adviser who claims an employee swore at him during a telephone conversation.

clock 25 June 2014 •

Tax Planning

Tax conman using dead film producers' identities lands in jail

A fraudster who reaped £1.6m in VAT from HM Revenue & Customs (HMRC) by pretending to be a number of dead Hollywood film producers, has been jailed for more than three years.

clock 25 June 2014 •

Regulation

Adviser claims victory in FCA long-stop battle

A financial adviser has been permitted to include a complaints time bar in his client terms of business contracts, after the Financial Conduct Authority (FCA) conceded to his case.

clock 24 June 2014 •

Regulation

FOS boss: Providers treating complainants as numbers, not people

The chief executive of the Financial Ombudsman Service (FOS) has said he wants firms presenting their case to the ombudsman to "recount a story", not present graphs and numbers.

clock 24 June 2014 •

Regulation

And how would you like to pay? FCA mulls authorisation charge changes

The Financial Conduct Authority (FCA) is considering changing the way it charges firms, including financial advisers, that want regulatory authorisation.

clock 24 June 2014 •

Equities

Advisers acting as 'barriers' to social investment - research

Financial advisers are acting as a "barrier" between clients and social investment opportunities due to perceived greater regulatory risk, according to research.

clock 24 June 2014 •
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