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Author profile

Carmen Reichman

Carmen Reichman

Carmen joined Professional Adviser in May 2013 following a brief stint on a private equity title. She specialises in regulation, and covers the networks and nationals patch.

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Articles by Carmen Reichman

Regulation

FCA offers advisers 'informal steer' on simplified advice

The Financial Conduct Authority (FCA) has offered help to financial advisers who want to build simplified advice models, saying it is prepared to give 'individual guidance' or an 'informal steer' as part of its Project Innovate.

clock 28 October 2014 •

Green

Moral money: Investors 'put ethical concerns on par with price'

Investors are almost as likely to switch providers over ethical concerns as they are for poor customer service or because they can get a better deal elsewhere, research suggests.

clock 28 October 2014 • 2 min read

Your profession

Adviser noticeboard (27-31 Oct)

Our weekly heads-up on events, people moves and other bits for professional financial advisers...

clock 27 October 2014 •

Regulation

Webb: Guidance guarantee aimed at 'middle Britain'

The government's free impartial at-retirement guidance is aimed at middle Britain, not high or low net worth individuals, pensions minister Steve Webb has told MPs.

clock 24 October 2014 •

Regulation

Altmann calls for tighter regulation of product providers

Pensions expert Ros Altmann has called on the Financial Conduct Authority (FCA) to tighten its grip on product providers to ensure customers are treated fairly once they have received the government's proposed retirement guidance.

clock 23 October 2014 •

Your profession

National advice firm acquires three more IFAs

National wealth manager Attivo group has acquired three more IFAs as part of its mission to achieve £1bn of funds under management (FUM) by end of 2017.

clock 23 October 2014 •

Your profession

IFA hires ex-Barclays Wealth team for regional push

Corporate benefits and wealth management firm Premier has hired a former Barclays Wealth director and his team of six in a bid to expand across the South-West.

clock 23 October 2014 •

Regulation

APFA profits take £90k hit as provider money gives way to member fees

The Association of Professional Financial Advisers (APFA) has reported a profit for the second time since 2010, although surplus figures dipped by almost £90,000.

clock 23 October 2014 •

Regulation

Police investigate former Sense IFA for 'running fraudulent scheme'

A former appointed representative of the Sense Network is being investigated by police for allegedly running an unauthorised deposit taking scheme, Police Scotland has confirmed.

clock 22 October 2014 •

Regulation

FSCP warns of emergence of 'toxic' products in retirement space

Chair of the Financial Services Consumer Panel (FSCP) Sue Lewis has told MPs she expects the emergence of "a lot of toxic products" in the retirement sector following the announcement of new pension freedoms in the Budget.

clock 22 October 2014 •
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