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Author profile

Tom Ellis

Tom Ellis

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Articles by Tom Ellis

Regulation

FCA considers removing pre-RDR trail commission

Considering a 'sunset clause' for all trail commission

clock 28 June 2017 • 2 min read

Regulation

FCA to assess firms' vertical integration in platform market review

Concerns of conflicts of interest

clock 28 June 2017 • 2 min read

Technology

White-label adviser platform Fundment secures new funding

Third funding round completed

clock 27 June 2017 • 1 min read

Companies

Specialist IFA fails to find appropriate buyer

Expected to report £1.4m profit

clock 27 June 2017 • 1 min read

Tax planning

Number of taxpayers taking on HMRC up by a fifth

Record 90 judicial review applications last year

clock 27 June 2017 • 2 min read

Wrap/platforms

GBST adds LISA wrapper capabilities

Due to product demand

clock 26 June 2017 • 1 min read

Regulation

FCA explains how to respond to a cyber attack

Three step reporting process

clock 23 June 2017 • 1 min read

People

Prudential financial planning director joins SJP

SJP academy hired 35 grads in May

clock 23 June 2017 • 1 min read

Your profession

Fairstone offers IFAs 15-year income payout plan

Annuity-style payouts for retiring advisers

clock 22 June 2017 • 1 min read

Regulation

FCA hasn't changed position over DB transfers - Rory Percival

FCA consulting on proposals

clock 21 June 2017 • 2 min read
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