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Author profile

Tom Ellis

Tom Ellis

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Articles by Tom Ellis

Regulation

Whistleblowing advisers down significantly - FCA annual report

FCA executives' pay also revealed

clock 05 July 2017 • 2 min read

Wrap/platforms

SL adds international bond to Elevate platform

Responding to adviser demand

clock 05 July 2017 • 1 min read

Investment

Virgin Money launches Manchester United bond

Triple return rest on team bagging 'Double'

clock 04 July 2017 • 1 min read

Regulation

FCA to make advisers choose between independent and restricted service

New MiFID II rules

clock 04 July 2017 • 2 min read

Regulation

FCA confirms call-recording and note-taking rules for advisers

In new MiFID II policy statement

clock 03 July 2017 • 2 min read

Regulation

Advisers' FCA levy confirmed at £77.1m

Pension Wise/ MAS levies decrease

clock 03 July 2017 • 2 min read

Companies

Bellpenny and Ascot Lloyd in £6bn FUM merger

New business named Ascot Lloyd Bellpenny

clock 03 July 2017 • 1 min read

Regulation

RDR review delayed by two years to 2019

'Baseline report' also published

clock 30 June 2017 • 2 min read

People

Meet the Adviser Champions: TCC's Andy Sutherland

Our video series continues

clock 29 June 2017 • 1 min read

Regulation

FCA: Absolute return funds offer 'high likelihood' of negative performance

Funds can also have high volatility

clock 28 June 2017 • 2 min read
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