Author profile

Tom Ellis

Tom Ellis

Follow

Articles by Tom Ellis

Regulation

FCA bans ex-adviser after fraud conviction

37 counts of fraud

clock 17 January 2018 • 1 min read

Technology

Scalable Capital adds face-to-face advice alongside online service

Currently has £600m AUM

clock 17 January 2018 • 1 min read

Regulation

FSCS declares five advice firms in default

FSCS recently levied advisers an extra £24m

clock 16 January 2018 • 1 min read

Your profession

Open Banking begins tomorrow - should advisers care?

'Revolutionise financial planning'

clock 12 January 2018 • 4 min read

Retirement

Xafinity completes Punter Southall acquisition

Xafinity becomes fourth largest consulting firm by revenue

clock 11 January 2018 • 2 min read

Tax planning

EISA launches guide to EIS Budget changes

'Half of advisers expect interest in EIS to rise'

clock 11 January 2018 • 1 min read

Wrap/platforms

Aegon completes first Cofunds client integration

79,000 non-advised customers moved

clock 09 January 2018 • 1 min read

Regulation

FCA fines and bans 'reckless' Libor rigger Danziger

Substantial fine for former RBS trader

clock 08 January 2018 • 3 min read

Wrap/platforms

MiFID II and re-platforming 'not to blame' for Aviva technical issues

MiFID II came into effect on Wednesday

clock 05 January 2018 • 1 min read

Regulation

FSCS to run nine month levy year to prevent advisers overpaying

Compensation levy year from July 2018 to March 2019

clock 04 January 2018 • 2 min read