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Tom Ellis

Tom Ellis

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Articles by Tom Ellis

Regulation

Revealed: FCA sent huge questionnaire to advisers for platform market study

14 sections of questions and data

clock 12 April 2018 • 1 min read

Wrap/platforms

True Potential ends SEI link-up to go in-house for platform tech

'A deeper ownership of the value chain'

clock 10 April 2018 • 1 min read

Tax planning

Seneca Partners to launch growth-focused VCT next month

Using existing Hygea VCT 'as platform'

clock 10 April 2018 • 1 min read

Regulation

FCA has 'no immediate plans' to deal with pre-RDR trail commission

Opened consultation on issue last June

clock 05 April 2018 • 1 min read

Companies

SimplyBiz floats on AIM at expected £130m

Under ticker SBIZ

clock 04 April 2018 • 1 min read

People

Meet the Adviser Champions: CTC's Nigel Chambers

Our video series continues

clock 29 March 2018 • 1 min read

Wrap/platforms

Ascentric re-platforming bill shoots past £70m mark

£31m spent in 2017

clock 29 March 2018 • 1 min read

Regulation

FCA probes Aviva preference shares plans

For 'compliance with market abuse regulation'

clock 28 March 2018 • 3 min read

Regulation

Providers offer suitable drawdown info but people don't consider options - FCA

Providers offer 'large amounts of information'

clock 28 March 2018 • 2 min read

Wrap/platforms

AIC launches investment company platform comparison tool

Alongside the lang cat

clock 27 March 2018 • 1 min read