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Author profile

Scott Sinclair

Scott Sinclair

Scott has been editor of Professional Adviser since 2010.

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Articles by Scott Sinclair

Regulation

Advisers not winning clients via Pension Wise, says APFA

Advisers' contribution to funding government retirement guidance service Pension Wise should be reduced because they are not benefitting from its existence as much as anticipated, according to the Association of Professional Financial Advisers (APFA)....

clock 20 May 2015 •

Regulation

FCA bans adviser for UCIS recommendations to low income clients

The Financial Conduct Authority (FCA) has banned and fined a financial adviser for making unsuitable recommendations of high-risk and often unregulated investments.

clock 20 May 2015 •

Regulation

Hargreaves Lansdown slapped with £4.6m FSCS bill; attacks 'extremely frustrating' system

Hargreaves Lansdown has attacked the current Financial Services Compensation Scheme (FSCS) levy system as "placing an unfair burden on reputable and blameless firms" as the group anticipates a £4.6m bill.

clock 20 May 2015 •

Pensions

Advice rule irritates DB savers as pension freedom trends emerge

The advantages of defined benefit (DB) pensions appear lost on some final salary savers who are frustrated by a government rule mandating they seek regulated advice before transferring out, research suggests.

clock 19 May 2015 •

Income

Tax hit dissuading savers from taking pensions as cash

Only 1% of savers have opted to cash in their pensions completely since the retirement 'freedom and choice' reforms took effect last month, according to the country's biggest retirement adviser.

clock 19 May 2015 •

Investment Trusts

Investment trusts: How a surge in demand masks a bigger problem

A surge in demand post-RDR makes for positive headlines, but it also masks a bigger problem

clock 18 May 2015 •

Wrap/platforms

Platforms: Why the old life company model just doesn't work

Why the old life company service model just doesn't work

clock 18 May 2015 •

Retirement

Three things clients will call you about this week

... clients will call you about this week

clock 18 May 2015 •

Regulation

Revealed: The number of advice firms lost each year to client claims

More than 600 adviser firms have been declared in default by the Financial Services Compensation Scheme (FSCS) in the last five years - an average of almost 130 each year - as the impact of a number of high-profile investment failures continues to take...

clock 18 May 2015 •

Technology

Robo-advice alert issued in the US

Financial regulators in the US are warning investors and advisers to beware the limitations of automated investment tools.

clock 18 May 2015 •
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