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Author profile

Alasdair Pal

Articles by Alasdair Pal

Wrap/platforms

Platforms pan FSA's 'illogical' cash rebate proposal

A number of platforms have questioned the Financial Services Authority's (FSA) intention to ban cash rebates to consumers.

clock 27 September 2012 •

RDR

Unbiased adds restricted advisers to search

Adviser directory Unbiased will add whole of market restricted advisers to its search function, following a re-launch in November.

clock 27 September 2012 •

RDR

Running for cover: will networks follow Tenet's PII lead?

RUNNING FOR COVER

clock 27 September 2012 •

Your profession

Tenet finance director resigns after 18 months

Graeham Sampson, the finance director at advisory group Tenet, has left the firm after just 18 months.

clock 26 September 2012 •

Wrap/platforms

James Hay sees boost in wrap case size

James Hay has seen its average wrap case size rise 21% in the last six months.

clock 26 September 2012 •

Wrap/platforms

FSA: Firms dodging platform rules will be punished

Providers attempting to avoid being classified and regulated as platforms could see additional rule changes from the Financial Services Authority (FSA), according to its head of investments policy.

clock 26 September 2012 •

Regulation

FSA investigates managers over outsourcing

Asset management firms outsourcing parts of their investment process may be abdicating their responsibility to the consumer, according to the Financial Services Authority (FSA).

clock 25 September 2012 •

Regulation

FCA to scale down 'dedicated superviser' roles

Some businesses will not be allocated a dedicated superviser from next year as the regulator - the Financial Conduct Authority (FCA) - looks to adopt a "proactive" rather than "reactive" approach.

clock 25 September 2012 •

Wrap/platforms

Cofunds unbundled model goes live

Cofunds' ‘explicit pricing model' has gone live today, with 1,700 clean share classes from 85 fund groups.

clock 25 September 2012 •

Wrap/platforms

Platforms failing advisers in most key areas - research

Platforms are failing to deliver expected levels of service to advisers in nine out of ten areas, according to Defaqto.

clock 24 September 2012 •
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