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News

FCA pledges to 'further strengthen' whistleblowing policy

Regulation

FCA pledges to 'further strengthen' whistleblowing policy

Comes after chair Ashley Alder failed to follow existing procedure

clock 23 September 2024 • 3 min read
Advice firm Servo Private Wealth attains CISI Chartered status

Your profession

Advice firm Servo Private Wealth attains CISI Chartered status

West Sussex-based business operating at ‘highest levels of professionalism’

clock 23 September 2024 • 1 min read
Fidelity and Abrdn among firms joining new investment platform trade body

Wrap/platforms

Fidelity and Abrdn among firms joining new investment platform trade body

Platforms Association launches amid growing regulatory scrutiny

clock 23 September 2024 • 2 min read
Claims representative FOS complaints against financial advisers fall

Regulation

Claims representative FOS complaints against financial advisers fall

OPS cases take top uphold rate spot from SIPPs

clock 23 September 2024 • 7 min read
Reeves: Labour 'cannot tax and spend our way to prosperity'

Your profession

Reeves: Labour 'cannot tax and spend our way to prosperity'

Chancellor targets economy “step change”

clock 23 September 2024 • 2 min read
Consumer Duty 'makes it harder for advisers to serve the mass affluent'

Consumer Duty

Consumer Duty 'makes it harder for advisers to serve the mass affluent'

It's an ‘unintended consequence’

clock 23 September 2024 • 3 min read
Staffordshire firm declared failed by FSCS over investment advice

Companies

Staffordshire firm declared failed by FSCS over investment advice

Pro-Synergy Wealth & Tax Management had ten claims against it

clock 20 September 2024 • 1 min read
AI scepticism among the financial advice industry declines

Technology

AI scepticism among the financial advice industry declines

One third of advice professionals are using AI in their businesses

clock 20 September 2024 • 1 min read
FCA CEO flags 'uphill battle' on financial inclusion

Regulation

FCA CEO flags 'uphill battle' on financial inclusion

UK’s advice and guidance market ‘does not work well’

clock 20 September 2024 • 2 min read
IHT receipt rises 'not enough to fill government's black hole'

Tax planning

IHT receipt rises 'not enough to fill government's black hole'

The tax is seen as a likely reform target in October’s Autumn Budget

clock 20 September 2024 • 3 min read
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