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News

Investment

Skandia head of investment research departs

Adam Smears, head of investment research at Skandia, has left the group to pursue other opportunities.

clock 24 October 2012 •

Regulation

FSA charges former adviser over unauthorised activities

The Financial Services Authority (FSA) has charged a former adviser with six offences relating to investment advice given whilst unauthorised.

clock 24 October 2012 •

Wrap/platforms

Novia brings Carmignac Gestion to the UK

Novia has added ten Carmignac Gestion funds to the wrap - the first platform in the UK to do so.

clock 24 October 2012 •

RDR

Network raid on struggling firms predicted

Networks may only find relief from their own financial troubles by raiding other struggling businesses, according to Ernst & Young.

clock 24 October 2012 •

Regulation

FSA fines two firms £250k for reporting failures

The Financial Services Authority (FSA) has fined two firms a total of £250,000 for failing to provide it with accurate and timely transaction reports.

clock 24 October 2012 •

Regulation

Sants defends tenure at FSA

Hector Sants, the former chief executive of the Financial Services Authority (FSA), has defended his tenure at the regulator, arguing the changes he made have put it "in good stead".

clock 24 October 2012 •

Investment

Retirement date clash looms between workers and employers

A potential gap looms between employee and employer expectations of when workers will retire, an Aegon report has warned.

clock 24 October 2012 •

Investing in the profession

Adviser criticises 'endless' list of 'unnecessary' qualifications

The seemingly "endless" list of industry qualifications such as the ISO22222 and the BS8577 are becoming a "cash cow" and are "unnecessary", says one adviser.

clock 24 October 2012 •

Investment

IFAs warned of consumer aversion to hourly rate charging

More than six in ten investors would stop using their independent financial adviser (IFA) if they were to begin charging on an hourly rate, research has suggested.

clock 24 October 2012 •

Pensions

FSA ready to pounce on underperforming SIPP outfits - provider

Parts of the self-invested personal pension (SIPP) industry would have been left "dented and bruised" by yesterday's Financial Services Authority damning thematic review, Suffolk Life has said.

clock 24 October 2012 •
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